- Type / Class
- Equity / COM
- Total 13F shares
- 11,703,965
- Share change
- -212,388
- Total reported value
- $234,441,000
- Price per share
- $20.02
- Number of holders
- 74
- Value change
- -$4,163,034
- Number of buys
- 28
- Number of sells
- 31
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,962,649
|
$38,272,000 | — | 30 Sep 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,889,754
|
$36,850,000 | — | 30 Sep 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,329,414
|
$25,923,000 | — | 30 Sep 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
1,175,463
|
$22,922,000 | — | 30 Sep 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,129,780
|
$22,031,000 | — | 30 Sep 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
616,912
|
$12,030,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
457,872
|
$8,929,000 | — | 30 Sep 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
449,349
|
$8,762,000 | — | 30 Sep 2015 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
392,619
|
$7,656,000 | — | 30 Sep 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
255,411
|
$4,981,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
223,321
|
$4,355,000 | — | 30 Sep 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
171,229
|
$3,339,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
136,340
|
$2,658,000 | — | 30 Sep 2015 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,349,000 | — | 30 Sep 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
103,583
|
$2,020,000 | — | 30 Sep 2015 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
—
class O/S missing
|
86,828
|
$1,691,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
82,257
|
$1,604,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
68,137
|
$1,328,000 | — | 30 Sep 2015 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
60,000
|
$1,170,000 | — | 30 Sep 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
50,239
|
$980,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
49,918
|
$973,000 | — | 30 Sep 2015 | |
| COMMERCE BANK |
13F
|
Company |
—
class O/S missing
|
47,212
|
$921,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
46,522
|
$907,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
45,709
|
$903,000 | — | 30 Sep 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
40,950
|
$799,000 | — | 30 Sep 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
37,580
|
$733,000 | — | 30 Sep 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
35,813
|
$698,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
35,042
|
$683,000 | — | 30 Sep 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
34,052
|
$664,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
29,767
|
$581,000 | — | 30 Sep 2015 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
29,493
|
$575,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,792
|
$542,000 | — | 30 Sep 2015 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
25,046
|
$489,000 | — | 30 Sep 2015 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$444,000 | — | 30 Sep 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
22,654
|
$442,000 | — | 30 Sep 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
22,361
|
$436,000 | — | 30 Sep 2015 | |
| WESBANCO BANK INC |
13F
|
Company |
—
class O/S missing
|
15,931
|
$311,000 | — | 30 Sep 2015 | |
| CS MCKEE LP |
13F
|
Company |
—
class O/S missing
|
15,500
|
$302,000 | — | 30 Sep 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
15,166
|
$296,000 | — | 30 Sep 2015 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
14,497
|
$282,000 | — | 30 Sep 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
13,922
|
$271,000 | — | 30 Sep 2015 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,467
|
$263,000 | — | 30 Sep 2015 | |
| TIAA CREF TRUST CO FSB/MO |
13F
|
Company |
—
class O/S missing
|
13,265
|
$259,000 | — | 30 Sep 2015 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
11,163
|
$218,000 | — | 30 Sep 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
10,778
|
$210,000 | — | 30 Sep 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
10,364
|
$203,000 | — | 30 Sep 2015 | |
| Community Bank, N.A. |
13F
|
Company |
—
class O/S missing
|
6,800
|
$133,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
5,761
|
$112,000 | — | 30 Sep 2015 | |
| Barrett Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,746
|
$112,000 | — | 30 Sep 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
4,422
|
$86,000 | — | 30 Sep 2015 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q4 2015
As of 31 Dec 2015,
TRI-CONTINENTAL Corp - COM (TY) was held by
74 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,703,965 shares.
The largest 10 holders included
Karpus Management, Inc., Relative Value Partners Group, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, Gramercy Funds Management LLC, 1607 Capital Partners, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, RAYMOND JAMES & ASSOCIATES, Bulldog Investors, LLC, and Thomas J. Herzfeld Advisors, Inc..
This page lists
74
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
72
Q4 2015 holders
74
Holder diff
2
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.