- Type / Class
- Equity / COM
- Total 13F shares
- 12,092,603
- Share change
- +167,235
- Total reported value
- $262,290,000
- Price per share
- $21.69
- Number of holders
- 71
- Value change
- +$3,677,004
- Number of buys
- 29
- Number of sells
- 27
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,922,312
|
$41,157,000 | — | 31 Dec 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,680,672
|
$35,983,000 | — | 31 Dec 2014 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,387,014
|
$29,695,000 | — | 31 Dec 2014 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
1,253,247
|
$26,832,000 | — | 31 Dec 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,079,196
|
$23,106,000 | — | 31 Dec 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
694,114
|
$14,861,000 | — | 31 Dec 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
431,326
|
$9,235,000 | — | 31 Dec 2014 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
392,619
|
$8,406,000 | — | 31 Dec 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
377,137
|
$8,074,000 | — | 31 Dec 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
280,775
|
$6,012,000 | — | 31 Dec 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
212,736
|
$4,555,000 | — | 31 Dec 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
167,125
|
$3,578,000 | — | 31 Dec 2014 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
149,485
|
$3,198,000 | — | 31 Dec 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
124,809
|
$2,672,000 | — | 31 Dec 2014 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,567,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
117,790
|
$2,522,000 | — | 31 Dec 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
104,407
|
$2,235,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
96,861
|
$2,074,000 | — | 31 Dec 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
92,630
|
$1,983,000 | — | 31 Dec 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
91,675
|
$1,963,000 | — | 31 Dec 2014 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
91,261
|
$1,953,000 | — | 31 Dec 2014 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
90,000
|
$1,927,000 | — | 31 Dec 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
88,904
|
$1,903,000 | — | 31 Dec 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
78,758
|
$1,686,000 | — | 31 Dec 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
58,967
|
$1,262,000 | — | 31 Dec 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
53,214
|
$1,139,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
52,362
|
$1,121,000 | — | 31 Dec 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
52,259
|
$1,119,000 | — | 31 Dec 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
49,373
|
$1,058,000 | — | 31 Dec 2014 | |
| COMMERCE BANK |
13F
|
Company |
—
class O/S missing
|
47,212
|
$1,011,000 | — | 31 Dec 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
45,257
|
$969,000 | — | 31 Dec 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
41,136
|
$881,000 | — | 31 Dec 2014 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
40,950
|
$877,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
32,658
|
$699,000 | — | 31 Dec 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
23,529
|
$504,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
22,777
|
$488,000 | — | 31 Dec 2014 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$487,000 | — | 31 Dec 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
21,793
|
$467,000 | — | 31 Dec 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
21,370
|
$458,000 | — | 31 Dec 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
20,893
|
$447,000 | — | 31 Dec 2014 | |
| WESBANCO BANK INC |
13F
|
Company |
—
class O/S missing
|
19,961
|
$427,000 | — | 31 Dec 2014 | |
| TIAA CREF TRUST CO FSB/MO |
13F
|
Company |
—
class O/S missing
|
15,762
|
$337,000 | — | 31 Dec 2014 | |
| CS MCKEE LP |
13F
|
Company |
—
class O/S missing
|
15,500
|
$332,000 | — | 31 Dec 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
15,450
|
$331,000 | — | 31 Dec 2014 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,468
|
$288,000 | — | 31 Dec 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
13,392
|
$285,000 | — | 31 Dec 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
12,958
|
$277,000 | — | 31 Dec 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
10,364
|
$222,000 | — | 31 Dec 2014 | |
| Community Bank, N.A. |
13F
|
Company |
—
class O/S missing
|
8,000
|
$171,000 | — | 31 Dec 2014 | |
| Barrett Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,746
|
$123,000 | — | 31 Dec 2014 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q1 2015
As of 31 Mar 2015,
TRI-CONTINENTAL Corp - COM (TY) was held by
71 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,092,603 shares.
The largest 10 holders included
Relative Value Partners, LLC, Karpus Management, Inc., LAZARD ASSET MANAGEMENT LLC, Gramercy Funds Management LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Bulldog Investors, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, and MORGAN STANLEY.
This page lists
71
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
70
Q1 2015 holders
71
Holder diff
1
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.