- Type / Class
- Equity / COM
- Total 13F shares
- 12,041,609
- Share change
- +200,754
- Total reported value
- $257,801,918
- Price per share
- $21.41
- Number of holders
- 70
- Value change
- +$4,299,599
- Number of buys
- 29
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,881,718
|
$39,271,000 | — | 30 Sep 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,712,873
|
$35,748,000 | — | 30 Sep 2014 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,392,489
|
$29,061,000 | — | 30 Sep 2014 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
1,330,547
|
$27,769,000 | — | 30 Sep 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,070,982
|
$22,351,000 | — | 30 Sep 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
694,114
|
$14,486,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
428,050
|
$8,933,000 | — | 30 Sep 2014 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
392,619
|
$8,194,000 | — | 30 Sep 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
384,957
|
$8,034,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
271,632
|
$5,669,000 | — | 30 Sep 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
205,818
|
$4,295,000 | — | 30 Sep 2014 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
191,659
|
$3,996,000 | — | 30 Sep 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
188,382
|
$3,932,000 | — | 30 Sep 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
185,988
|
$3,881,000 | — | 30 Sep 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
129,129
|
$2,695,000 | — | 30 Sep 2014 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$2,507,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
116,429
|
$2,429,000 | — | 30 Sep 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
101,616
|
$2,121,000 | — | 30 Sep 2014 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
95,000
|
$1,983,000 | — | 30 Sep 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
89,275
|
$1,863,000 | — | 30 Sep 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
63,162
|
$1,318,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
57,674
|
$1,204,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
56,143
|
$1,172,000 | — | 30 Sep 2014 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
51,361
|
$1,071,000 | — | 30 Sep 2014 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
50,950
|
$1,063,000 | — | 30 Sep 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
49,373
|
$1,030,000 | — | 30 Sep 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
48,601
|
$1,014,000 | — | 30 Sep 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
47,793
|
$997,000 | — | 30 Sep 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
45,272
|
$945,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
25,948
|
$542,000 | — | 30 Sep 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
23,454
|
$489,000 | — | 30 Sep 2014 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$475,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
22,543
|
$464,000 | — | 30 Sep 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
21,793
|
$455,000 | — | 30 Sep 2014 | |
| WESBANCO BANK INC |
13F
|
Company |
—
class O/S missing
|
21,161
|
$441,000 | — | 30 Sep 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
17,646
|
$368,000 | — | 30 Sep 2014 | |
| CS MCKEE LP |
13F
|
Company |
—
class O/S missing
|
15,500
|
$323,000 | — | 30 Sep 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
14,042
|
$293,000 | — | 30 Sep 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,744
|
$287,000 | — | 30 Sep 2014 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,468
|
$281,000 | — | 30 Sep 2014 | |
| TIAA CREF TRUST CO FSB/MO |
13F
|
Company |
—
class O/S missing
|
13,188
|
$275,000 | — | 30 Sep 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
12,604
|
$263,000 | — | 30 Sep 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
10,364
|
$216,000 | — | 30 Sep 2014 | |
| COMMUNITY FINANCIAL SYSTEM, INC. |
13F
|
Company |
—
class O/S missing
|
8,000
|
$167,000 | — | 30 Sep 2014 | |
| Barrett Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
5,746
|
$120,000 | — | 30 Sep 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
4,061
|
$85,000 | — | 30 Sep 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
3,929
|
$82,000 | — | 30 Sep 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
2,775
|
$58,000 | — | 30 Sep 2014 | |
| Plante Moran Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
1,634
|
$34,000 | — | 30 Sep 2014 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
1,544
|
$32,000 | — | 30 Sep 2014 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q4 2014
As of 31 Dec 2014,
TRI-CONTINENTAL Corp - COM (TY) was held by
70 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,041,609 shares.
The largest 10 holders included
Relative Value Partners, LLC, Karpus Management, Inc., LAZARD ASSET MANAGEMENT LLC, Gramercy Funds Management LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Bulldog Investors, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, and MORGAN STANLEY.
This page lists
70
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
61
Q4 2014 holders
70
Holder diff
9
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.