What does CUSIP 895436103 represent in this 13F holders report?

CUSIP 895436103 is the security identifier for TY - TRI-CONTINENTAL Corp - COM used to aggregate holder disclosures.

How many institutions held TY - TRI-CONTINENTAL Corp - COM in Q3 2014?

61 institutional investors reported TY - TRI-CONTINENTAL Corp - COM for Q3 2014. Use the holders table for investor-level position and value details.

TRI-CONTINENTAL Corp - COM (TY)

CUSIP: 895436103

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / COM
Total 13F shares: 11,898,018
Share change: -92,601
Total reported value: $248,299,567
Price per share: $20.87
Number of holders: 61
Value change: -$1,951,389
Number of buys: 22
Number of sells: 24

Quarterly Holders Quick Answers

What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.

Need full ownership history?
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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 895436103:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Relative Value Partners, LLC	13F	Company	— class O/S missing	1,843,852	$38,684,000	—	30 Jun 2014	13F
Karpus Management, Inc.	13F	Company	— class O/S missing	1,692,285	$35,504,000	—	30 Jun 2014	13F
LAZARD ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	1,389,914	$29,160,000	—	30 Jun 2014	13F
Gramercy Funds Management LLC	13F	Company	— class O/S missing	1,348,408	$28,290,000	—	30 Jun 2014	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	1,070,982	$22,469,000	—	30 Jun 2014	13F
1607 Capital Partners, LLC	13F	Company	— class O/S missing	686,514	$14,403,000	—	30 Jun 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	425,127	$8,919,000	—	30 Jun 2014	13F
Bulldog Investors, LLP	13F	Company	— class O/S missing	392,619	$8,237,000	—	30 Jun 2014	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	— class O/S missing	388,747	$8,156,000	—	30 Jun 2014	13F
MORGAN STANLEY	13F	Company	— class O/S missing	262,965	$5,517,000	—	30 Jun 2014	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	— class O/S missing	223,484	$4,693,000	—	30 Jun 2014	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	— class O/S missing	220,626	$4,629,000	—	30 Jun 2014	13F
Shaker Financial Services, LLC	13F	Company	— class O/S missing	211,582	$4,439,000	—	30 Jun 2014	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	140,377	$2,945,000	—	30 Jun 2014	13F
1832 Asset Management L.P.	13F	Company	— class O/S missing	120,000	$2,519,000	—	30 Jun 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	111,218	$2,333,000	—	30 Jun 2014	13F
DOLIVER ADVISORS, LP	13F	Company	— class O/S missing	106,813	$2,241,000	—	30 Jun 2014	13F
Ancora Advisors LLC	13F	Company	— class O/S missing	95,000	$1,993,000	—	30 Jun 2014	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	89,576	$1,879,000	—	30 Jun 2014	13F
CORNERSTONE ADVISORS INC	13F	Company	— class O/S missing	86,866	$1,822,000	—	30 Jun 2014	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	63,220	$1,326,000	—	30 Jun 2014	13F
TFS CAPITAL LLC	13F	Company	— class O/S missing	61,965	$1,300,000	—	30 Jun 2014	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	52,273	$1,097,000	—	30 Jun 2014	13F
Zuckerman Investment Group, LLC	13F	Company	— class O/S missing	51,525	$1,081,000	—	30 Jun 2014	13F
UBS AG	13F	Company	— class O/S missing	51,336	$1,077,000	—	30 Jun 2014	13F
HSBC HOLDINGS PLC	13F	Company	— class O/S missing	50,950	$1,069,000	—	30 Jun 2014	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	49,373	$1,035,000	—	30 Jun 2014	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	49,172	$1,032,000	—	30 Jun 2014	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	44,545	$931,000	—	30 Jun 2014	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	43,275	$908,000	—	30 Jun 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	38,811	$815,000	—	30 Jun 2014	13F
Independence Trust CO	13F	Company	— class O/S missing	30,541	$640,000	—	30 Jun 2014	13F
PDT Partners, LLC	13F	Company	— class O/S missing	26,759	$561,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	25,581	$537,000	—	30 Jun 2014	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	24,164	$507,000	—	30 Jun 2014	13F
LPL Financial LLC	13F	Company	— class O/S missing	23,222	$487,000	—	30 Jun 2014	13F
FIRST TRUST ADVISORS LP	13F	Company	— class O/S missing	22,814	$479,000	—	30 Jun 2014	13F
Heritage Wealth Advisors	13F	Company	— class O/S missing	22,735	$477,000	—	30 Jun 2014	13F
WESBANCO BANK INC	13F	Company	— class O/S missing	22,661	$476,000	—	30 Jun 2014	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	— class O/S missing	21,380	$449,000	—	30 Jun 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	16,948	$356,000	—	30 Jun 2014	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	16,631	$349,000	—	30 Jun 2014	13F
Virtu KCG Holdings LLC	13F	Company	— class O/S missing	16,335	$343,000	—	30 Jun 2014	13F
CS MCKEE LP	13F	Company	— class O/S missing	15,500	$325,000	—	30 Jun 2014	13F
EVERMAY WEALTH MANAGEMENT LLC	13F	Company	— class O/S missing	13,468	$283,000	—	30 Jun 2014	13F
TIAA CREF TRUST CO FSB/MO	13F	Company	— class O/S missing	13,418	$282,000	—	30 Jun 2014	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	12,994	$273,000	—	30 Jun 2014	13F
BINGHAM OSBORN & SCARBOROUGH LLC	13F	Company	— class O/S missing	11,330	$238,000	—	30 Jun 2014	13F
COMMUNITY FINANCIAL SYSTEM, INC.	13F	Company	— class O/S missing	8,000	$168,000	—	30 Jun 2014	13F
Barrett Asset Management, LLC	13F	Company	— class O/S missing	5,746	$121,000	—	30 Jun 2014	13F

Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q3 2014

As of 30 Sep 2014, TRI-CONTINENTAL Corp - COM (TY) was held by 61 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,898,018 shares. The largest 10 holders included Relative Value Partners, LLC, Karpus Management, Inc., LAZARD ASSET MANAGEMENT LLC, Gramercy Funds Management LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Bulldog Investors, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, and MORGAN STANLEY. This page lists 61 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

-5

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.