Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM
-
Number of holders
-
61
-
Total 13F shares, excl. options
-
11,898,018
-
Shares change
-
-92,601
-
Total reported value, excl. options
-
$248,299,567
-
Value change
-
-$1,951,389
-
Number of buys
-
22
-
Number of sells
-
-24
-
Price
-
$20.87
Significant Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q3 2014
67 filings reported holding TY - TRI-CONTINENTAL Corp - COM as of Q3 2014.
TRI-CONTINENTAL Corp - COM (TY) has 61 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 11,898,018 shares
.
Largest 10 shareholders include Relative Value Partners, LLC (1,881,718 shares), Karpus Management, Inc. (1,712,873 shares), LAZARD ASSET MANAGEMENT LLC (1,392,489 shares), Gramercy Funds Management LLC (1,330,547 shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (1,070,982 shares), 1607 Capital Partners, LLC (694,114 shares), RAYMOND JAMES & ASSOCIATES (428,050 shares), Bulldog Investors, LLC (392,619 shares), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC (384,957 shares), and MORGAN STANLEY (271,632 shares).
This table shows the top 61 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.