THE9 LTD - SPON ADS NEW (NCTY)

CUSIP: 88337K302

Q1 2021 13F Holders as of 31 Mar 2021

Share change
+668,674
Put/Call ratio
84%
SEC-reported price per share
$31.20
Number of holders
19
Value change
+$23,519,000
Number of buys
17
Open additional details 1 more signal available
Number of sells
3

Security key

88337K302

Report period

Q1 2021

Institutions

19

Top holders

10

Ownership snapshot

Top reported holders of NCTY - THE9 LTD - SPON ADS NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
SUSQUEHANNA FUNDAMENTAL I...
Disclosed value leader
SUSQUEHANNA FUNDAMENTAL I...
Comparable rows
0/3
Latest evidence
31 Dec 2020
13F Highest disclosed value: $178,000 3 rows are not safely comparable across share classes.

Quick read

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC has the largest disclosed position value at $178K.

0 of 3 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC's linked filing trail.
Disclosed position value Top 3
SUSQUEHANNA FUNDAMENTAL INVESTMEN... $178K
Paloma Partners Management Co $133K
WELLS FARGO & COMPANY/MN $14K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-3 of 3 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC
13F
Company
13F
—
denominator unverified
$178,000
50,200 shares
— 31 Dec 2020
Paloma Partners Management Co
13F
Company
13F
—
denominator unverified
$133,000
37,519 shares
— 31 Dec 2020
WELLS FARGO & COMPANY/MN
13F
Company
13F
—
denominator unverified
$14,000
4,000 shares
— 31 Dec 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
19
Shares
779,112
Rows available
19
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2021 vs Q1 2021 Across Filers

Q1 2021 holders
19
Q1 2021 holders
19
Holder diff
0
Investor Q1 2021 Shares Q1 2021 Shares Share Diff Share Chg % Q1 2021 value Q1 2021 value Value change Value Chg %
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