THE9 LTD - SPON ADS NEW (NCTY)

CUSIP: 88337K302

Q3 2023 13F Holders as of 30 Sep 2023

Share change
-106,535
Put/Call ratio
5.5%
SEC-reported price per share
$0.67
Number of holders
11
Value change
-$75,567
Number of buys
4
Open additional details 1 more signal available
Number of sells
9

Security key

88337K302

Report period

Q3 2023

Institutions

11

Top holders

10

Ownership snapshot

Top reported holders of NCTY - THE9 LTD - SPON ADS NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
CITADEL ADVISORS LLC
Disclosed value leader
CITADEL ADVISORS LLC
Comparable rows
0/15
Latest evidence
30 Jun 2023
13F Highest disclosed value: $57,520 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

CITADEL ADVISORS LLC has the largest disclosed position value at $57.5K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens CITADEL ADVISORS LLC's linked filing trail.
Disclosed position value Top 5
CITADEL ADVISORS LLC $57.5K
BARCLAYS PLC $56.8K
NOMURA HOLDINGS INC $44.2K
SG Americas Securities, LLC $36K
MORGAN STANLEY $31K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
CITADEL ADVISORS LLC
13F
Company
13F
—
denominator unverified
$57,520
78,323 shares
— 30 Jun 2023
BARCLAYS PLC
13F
Company
13F
—
denominator unverified
$56,795
76,000 shares
— 30 Jun 2023
NOMURA HOLDINGS INC
13F
Company
13F
—
denominator unverified
$44,193
59,137 shares
— 30 Jun 2023
SG Americas Securities, LLC
13F
Company
13F
—
denominator unverified
$36,000
49,328 shares
— 30 Jun 2023
MORGAN STANLEY
13F
Company
13F
—
denominator unverified
$31,020
41,510 shares
— 30 Jun 2023
GROUP ONE TRADING LLC
13F
Company
13F
—
denominator unverified
$22,838
31,098 shares
— 30 Jun 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
11
Shares
301,427
Rows available
11
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
15
Q3 2023 holders
11
Holder diff
-4
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 value Q3 2023 value Value change Value Chg %
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