Security key
88337K302
- Security type / class
- Equity / SPON ADS NEW
- Total 13F shares
- 91,719
- Total 13F value
- $325,000
- Share change
- +91,719
- SEC-reported price per share
- $3.54
- Number of holders
- 3
- Value change
- +$325,000
- Number of buys
- 3
Report period
Q4 2020
Institutions
3
Top holders
3
NCTY full security history
Ownership snapshot
Full 13F holder table
The9 LTD SEC filings
The9 LTD company facts
Broader feeds
Ownership snapshot
Top reported holders of NCTY - THE9 LTD - SPON ADS NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
CVI Holdings, LLC
Disclosed value leader
CVI Holdings, LLC
Comparable rows
0/4
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $695,000
4 rows are not safely comparable across share classes.
Quick read
CVI Holdings, LLC has the largest disclosed position value at $695K.
0 of 4 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens CVI Holdings, LLC's linked filing trail.
Disclosed position value
Top 4
CVI Holdings, LLC
$695K
Anson Funds Management LP
$320K
HRT FINANCIAL LP
$60K
MORGAN STANLEY
$34K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-4 of 4 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CVI Holdings, LLC |
13F
Company
|
—
denominator unverified
|
$695,000
2,192,781 shares
|
— | 30 Sep 2020 |
| Anson Funds Management LP |
13F
Company
|
—
denominator unverified
|
$320,000
1,008,649 shares
|
— | 30 Sep 2020 |
| HRT FINANCIAL LP |
13F
Company
|
—
denominator unverified
|
$60,000
191,314 shares
|
— | 30 Sep 2020 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$34,000
108,345 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
3
Shares
91,719
Rows available
3
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
0
Q4 2020 holders
3
Holder diff
3
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|