SEC ownership of The9 LTD

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001296774.

Comparable stake leader

Zhu Jun

Disclosed value leader

Zhu Jun

Comparable rows

11/16

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
11 of 16
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
Zhu Jun
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
31 Mar 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001296774
Issuer location
Shanghai

Ownership snapshot

Top shareholders of The9 LTD (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Zhu Jun
Disclosed value leader
Zhu Jun
Comparable rows
11/16
Latest evidence
31 Mar 2026
13D/G 3/4/5 13F Lead comparable stake: 38% 5 rows are not safely comparable across share classes. 13D/G row: Zhu Jun Showing 1-8 of 16 holder rows.

Quick read

Zhu Jun leads the comparable SEC ownership view at 38%.

11 of 16 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Zhu Jun's linked filing trail.
Comparable ownership Top 5
Zhu Jun 38%
JANE STREET GROUP, LLC 0%
HRT FINANCIAL LP 0%
Independent Advisor Alliance 0%
Vident Advisory, LLC 0%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 16 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Zhu Jun
13D/G 3/4/5
Jun Zhu · Director
38%
$19,741,739,658
1,663,162,566 shares
$0 10 Mar 2025
JANE STREET GROUP, LLC
13F
Company
13F
0%
$79,696
14,543 shares
31 Mar 2026
HRT FINANCIAL LP
13F
Company
13F
0%
$65,000
12,025 shares
31 Mar 2026
Independent Advisor Alliance
13F
Company
13F
0%
$64,237
11,722 shares
31 Mar 2026
Vident Advisory, LLC
13F
Company
13F
0%
$62,713
11,444 shares
31 Mar 2026
MORGAN STANLEY
13F
Company
13F
0%
$2,290
418 shares
31 Mar 2026
UBS Group AG
13F
Company
13F
0%
$1,803
329 shares
31 Mar 2026
RHUMBLINE ADVISERS
13F
Company
13F
0%
$832
152 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 17 Jun 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-6 of 6 reporting-owner rows connected to The9 LTD. Open a relationship link for the CIK-to-CIK filing trail.

Rows
6
Largest Forms 3/4/5 holder
Zhu Jun
Net 12M change
$0
Latest report
17 Mar 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Zhu Jun Director $1,582,200,586 Mixed 17 Mar 2026
Kwok Ho Lai Director $84,970,586 Mixed 17 Mar 2026
Yeung Ka Keung Director $43,950,000 Mixed 17 Mar 2026
Mackenzie Davin Alexander Director $1,471,446 Mixed 17 Mar 2026
Chau Kwok Keung Director Mixed 17 Mar 2026
Yan Gary Gao Chief Operating Officer Mixed 17 Mar 2026

Recent insider transactions for The9 LTD

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Zhu Jun NCTY Class B Ordinary Shares 0 6,107,334 17 Mar 2026 By Incsight Limited Corporation
Zhu Jun NCTY Class B Ordinary Shares 0 57,500,000 17 Mar 2026 Direct
Zhu Jun NCTY Class A Ordinary Shares (Restricted) 0 54,000,000 17 Mar 2026 Direct
Zhu Jun NCTY Class A Ordinary Shares (Restricted) 0 365,000,000 17 Mar 2026 Direct
Zhu Jun NCTY Class A Ordinary Shares 0 270,000,100 17 Mar 2026 Direct
Zhu Jun NCTY American Depositary Shares 0 3,040 17 Mar 2026 By Incsight Limited Corporation
Zhu Jun NCTY American Depositary Shares 0 571,347 17 Mar 2026 Direct
Mackenzie Davin Alexander NCTY Class A Ordinary Shares (Restricted) 0 10,500,000 17 Mar 2026 Direct
Mackenzie Davin Alexander NCTY Class A Ordinary Shares 0 251,100 17 Mar 2026 Direct
Mackenzie Davin Alexander NCTY American Depositary Shares 0 43,047 17 Mar 2026 Direct
Yeung Ka Keung NCTY Class A Ordinary Shares (Restricted) 0 10,500,000 17 Mar 2026 Direct
Yeung Ka Keung NCTY Class A Ordinary Shares 0 7,500,000 17 Mar 2026 Direct
Yeung Ka Keung NCTY American Depositary Shares 0 22,928 17 Mar 2026 Direct
Yan Gary Gao NCTY American Depositary Shares 0 1,915 17 Mar 2026 Direct
Chau Kwok Keung NCTY Class A Ordinary Shares (Restricted) 0 9,000,000 17 Mar 2026 Direct
Chau Kwok Keung NCTY American Depositary Shares 0 52,724 17 Mar 2026 Direct
Lai Kwok Ho NCTY Class A Ordinary Shares (Restricted) 0 10,500,000 17 Mar 2026 Direct
Lai Kwok Ho NCTY Class A Ordinary Shares (Restricted) 0 116,500,000 17 Mar 2026 Direct
Lai Kwok Ho NCTY Class A Ordinary Shares 0 14,500,100 17 Mar 2026 Direct
Lai Kwok Ho NCTY American Depositary Shares 0 306,701 17 Mar 2026 Direct
* marks a reported price that did not pass the local price check.
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