THE9 LTD - ADR (NCTY)

CUSIP: 88337K104

Q3 2017 13F Holders as of 30 Sep 2017

Share change
-19,256
SEC-reported price per share
$0.96
Number of holders
5
Value change
-$24,746
Number of buys
2
Number of sells
2

Security key

88337K104

Report period

Q3 2017

Institutions

5

Top holders

5

Ownership snapshot

Top reported holders of NCTY - THE9 LTD - ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/7
Latest evidence
30 Jun 2017
13F Highest disclosed value: $195,000 7 rows are not safely comparable across share classes. Showing 1-6 of 7 holder rows.

Quick read

MORGAN STANLEY has the largest disclosed position value at $195K.

0 of 7 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens MORGAN STANLEY's linked filing trail.
Disclosed position value Top 5
MORGAN STANLEY $195K
CALIFORNIA PUBLIC EMPLOYEES RETIR... $44K
SUSQUEHANNA INTERNATIONAL GROUP, LLP $25K
WOLVERINE TRADING, LLC $15K
CITADEL ADVISORS LLC $12K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 7 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
MORGAN STANLEY
13F
Company
13F
—
denominator unverified
$195,000
167,700 shares
— 30 Jun 2017
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
—
denominator unverified
$44,000
38,603 shares
— 30 Jun 2017
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
13F
—
denominator unverified
$25,000
21,586 shares
— 30 Jun 2017
WOLVERINE TRADING, LLC
13F
Company
13F
—
denominator unverified
$15,000
12,629 shares
— 30 Jun 2017
CITADEL ADVISORS LLC
13F
Company
13F
—
denominator unverified
$12,000
10,036 shares
— 30 Jun 2017
UBS Group AG
13F
Company
13F
—
denominator unverified
$2,000
2,048 shares
— 30 Jun 2017
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
5
Shares
235,219
Rows available
5
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders
7
Q3 2017 holders
5
Holder diff
-2
Investor Q2 2017 Shares Q3 2017 Shares Share Diff Share Chg % Q2 2017 value Q3 2017 value Value change Value Chg %
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