What does CUSIP 88337K104 represent in this 13F holders report?

CUSIP 88337K104 is the security identifier for NCTY - THE9 LTD - ADR used to aggregate holder disclosures.

How many institutions held NCTY - THE9 LTD - ADR in Q3 2016?

6 institutional investors reported NCTY - THE9 LTD - ADR for Q3 2016. Use the holders table for investor-level position and value details.

THE9 LTD - ADR (NCTY)

CUSIP: 88337K104

Q3 2016 13F Holders as of 30 Sep 2016

Security type / class: Equity / ADR
Total 13F shares: 216,794
Total 13F value: $397,000
Share change: +4,132
SEC-reported price per share: $1.84
Number of holders: 6
Value change: +$7,175
Number of buys: 3
Number of sells: 2

Security key

88337K104

Report period

Q3 2016

Institutions

Top holders

NCTY full security history Ownership snapshot Full 13F holder table The9 LTD SEC filings The9 LTD company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of NCTY - THE9 LTD - ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

MORGAN STANLEY

Disclosed value leader

MORGAN STANLEY

Comparable rows

0/6

Latest evidence

30 Jun 2016

13F Highest disclosed value: $268,000 6 rows are not safely comparable across share classes.

Quick read

MORGAN STANLEY has the largest disclosed position value at $268K.

0 of 6 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens MORGAN STANLEY's linked filing trail.

Disclosed position value Top 5

MORGAN STANLEY $268K

CALIFORNIA PUBLIC EMPLOYEES RETIR... $66K

WOLVERINE TRADING, LLC $22K

Cutler Group LLC / CA $3K

UBS Group AG $3K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 6 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
MORGAN STANLEY	13F Company 13F	— denominator unverified	$268,000 157,500 shares	—	30 Jun 2016
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F Company 13F	— denominator unverified	$66,000 38,603 shares	—	30 Jun 2016
WOLVERINE TRADING, LLC	13F Company 13F	— denominator unverified	$22,000 12,685 shares	—	30 Jun 2016
Cutler Group LLC / CA	13F Company 13F	— denominator unverified	$3,000 1,873 shares	—	30 Jun 2016
UBS Group AG	13F Company 13F	— denominator unverified	$3,000 1,601 shares	—	30 Jun 2016
THOMPSON DAVIS & CO., INC.	13F Company 13F	— denominator unverified	$1,000 400 shares	—	30 Jun 2016

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

216,794

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 value	Q3 2016 value	Value change	Value Chg %