Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 18,876,299
- Share change
- -800,756
- Total reported value
- $392,866,026
- Price per share
- $20.80
- Number of holders
- 61
- Value change
- -$16,608,629
- Number of buys
- 22
- Number of sells
- 22
Report period
Q3 2017
Institutions
61
Top holders
10
TDF full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
13F
Large-stake signal
No latest 13D/G holder appears in this grouped view.
Evidence coverage
50 holder rows
Latest evidence as of 30 Jun 2017.
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
41%
|
$206,979,000
10,259,179 shares
|
— | 30 Jun 2017 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
17%
|
$85,696,000
4,248,701 shares
|
— | 30 Jun 2017 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
9.9%
|
$50,111,000
2,484,476 shares
|
— | 30 Jun 2017 |
| 1607 Capital Partners, LLC |
13F
Company
|
2.6%
|
$13,413,000
665,019 shares
|
— | 30 Jun 2017 |
| SII INVESTMENTS INC/WI |
13F
Company
|
1.3%
|
$6,336,000
315,784 shares
|
— | 30 Jun 2017 |
| MORGAN STANLEY |
13F
Company
|
1.2%
|
$5,920,000
293,505 shares
|
— | 30 Jun 2017 |
| CORNERSTONE ADVISORS INC |
13F
Company
|
0.68%
|
$3,434,000
170,250 shares
|
— | 30 Jun 2017 |
| Matisse Capital |
13F
Company
|
0.65%
|
$3,289,000
163,086 shares
|
— | 30 Jun 2017 |
| Karpus Management, Inc. |
13F
Company
|
0.61%
|
$3,803,000
153,700 shares
|
— | 30 Jun 2017 |
| NORTH STAR ASSET MANAGEMENT INC |
13F
Company
|
0.42%
|
$2,157,000
106,921 shares
|
— | 30 Jun 2017 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.4%
|
$2,019,000
100,075 shares
|
— | 30 Jun 2017 |
| Gramercy Funds Management LLC |
13F
Company
|
0.39%
|
$1,997,000
99,007 shares
|
— | 30 Jun 2017 |
| FOUNDATION RESOURCE MANAGEMENT INC |
13F
Company
|
0.26%
|
$1,319,000
65,376 shares
|
— | 30 Jun 2017 |
| Advisory Alpha, LLC |
13F
Company
|
0.25%
|
$1,346,000
63,475 shares
|
— | 30 Jun 2017 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
Company
|
0.25%
|
$1,245,000
61,740 shares
|
— | 30 Jun 2017 |
| Cambridge Investment Research Advisors, Inc. |
13F
Company
|
0.21%
|
$1,073,000
53,176 shares
|
— | 30 Jun 2017 |
| STIFEL FINANCIAL CORP |
13F
Company
|
0.19%
|
$988,000
49,030 shares
|
— | 30 Jun 2017 |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
Company
|
0.19%
|
$964,000
47,825 shares
|
— | 30 Jun 2017 |
| UBS Group AG |
13F
Company
|
0.18%
|
$902,000
44,735 shares
|
— | 30 Jun 2017 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.14%
|
$701,000
34,818 shares
|
— | 30 Jun 2017 |
| CSS LLC/IL |
13F
Company
|
0.12%
|
$607,000
30,104 shares
|
— | 30 Jun 2017 |
| Kelman-Lazarov, Inc. |
13F
Company
|
0.12%
|
$585,000
28,989 shares
|
— | 30 Jun 2017 |
| Janney Montgomery Scott LLC |
13F
Company
|
0.11%
|
$568,000
28,184 shares
|
— | 30 Jun 2017 |
| Cornerstone Capital, Inc. |
13F
Company
|
0.1%
|
$495,000
24,558 shares
|
— | 30 Jun 2017 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
0.09%
|
$467,000
23,135 shares
|
— | 30 Jun 2017 |
| Regent Investment Management LLC |
13F
Company
|
0.08%
|
$391,000
19,400 shares
|
— | 30 Jun 2017 |
| WESCAP Management Group, Inc. |
13F
Company
|
0.07%
|
$369,000
18,335 shares
|
— | 30 Jun 2017 |
| DEUTSCHE BANK AG\ |
13F
Company
|
0.07%
|
$342,000
17,000 shares
|
— | 30 Jun 2017 |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
Company
|
0.05%
|
$272,000
13,500 shares
|
— | 30 Jun 2017 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC |
13F
Company
|
0.05%
|
$257,000
12,761 shares
|
— | 30 Jun 2017 |
| Shaker Financial Services, LLC |
13F
Company
|
0.05%
|
$257,000
12,743 shares
|
— | 30 Jun 2017 |
| AMERIPRISE FINANCIAL INC |
13F
Company
|
0.05%
|
$254,000
12,602 shares
|
— | 30 Jun 2017 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
Company
|
0.05%
|
$252,000
12,499 shares
|
— | 30 Jun 2017 |
| CIBC WORLD MARKET INC. |
13F
Company
|
0.05%
|
$235,000
11,659 shares
|
— | 30 Jun 2017 |
| Bartlett & Co. LLC |
13F
Company
|
0.03%
|
$145,000
7,200 shares
|
— | 30 Jun 2017 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
0.03%
|
$133,000
6,600 shares
|
— | 30 Jun 2017 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
0.02%
|
$91,000
4,521 shares
|
— | 30 Jun 2017 |
| BANK OF MONTREAL /CAN/ |
13F
Company
|
0.02%
|
$90,000
4,450 shares
|
— | 30 Jun 2017 |
| US BANCORP \DE\ |
13F
Company
|
0.01%
|
$66,000
3,305 shares
|
— | 30 Jun 2017 |
| Evercore Wealth Management, LLC |
13F
Company
|
0.01%
|
$61,000
3,000 shares
|
— | 30 Jun 2017 |
| IFP Advisors, Inc |
13F
Company
|
0.01%
|
$59,000
2,936 shares
|
— | 30 Jun 2017 |
| Creative Planning |
13F
Company
|
0.01%
|
$57,000
2,850 shares
|
— | 30 Jun 2017 |
| Geneos Wealth Management Inc. |
13F
Company
|
0.01%
|
$52,000
2,601 shares
|
— | 30 Jun 2017 |
| D.A. DAVIDSON & CO. |
13F
Company
|
0.01%
|
$41,000
2,055 shares
|
— | 30 Jun 2017 |
| FIFTH THIRD BANCORP |
13F
Company
|
0.01%
|
$39,000
1,946 shares
|
— | 30 Jun 2017 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
Company
|
0.01%
|
$35,000
1,723 shares
|
— | 30 Jun 2017 |
| ArchPoint Investors |
13F
Company
|
0.01%
|
$34,000
1,700 shares
|
— | 30 Jun 2017 |
| Parallel Advisors, LLC |
13F
Company
|
0%
|
$18,000
844 shares
|
— | 30 Jun 2017 |
| Tower Research Capital LLC (TRC) |
13F
Company
|
0%
|
$16,000
815 shares
|
— | 30 Jun 2017 |
| CITIGROUP INC |
13F
Company
|
0%
|
$16,000
800 shares
|
— | 30 Jun 2017 |
Institutional Holders of TEMPLETON DRAGON FUND INC - Common Stock (TDF) as of Q3 2017
As of 30 Sep 2017,
TEMPLETON DRAGON FUND INC - Common Stock (TDF) was held by
61 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,876,299 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, SII INVESTMENTS INC/WI, MORGAN STANLEY, CORNERSTONE ADVISORS INC, Deschutes Portfolio Strategy, LLC, Gramercy Funds Management LLC, and NORTH STAR ASSET MANAGEMENT INC.
This page lists
61
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
59
Q3 2017 holders
61
Holder diff
2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.