Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 19,433,961
- Share change
- -327,865
- Total reported value
- $419,314,629
- Price per share
- $21.51
- Number of holders
- 72
- Value change
- -$6,816,620
- Number of buys
- 29
- Number of sells
- 26
Report period
Q4 2017
Institutions
72
Top holders
10
TDF full security history
Newer quarter: Q1 2018
Previous quarter: Q3 2017
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Ownership snapshot
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
Lead holder
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13D/G signal
—
Evidence rows
50
Latest as of
30 Sep 2017
13F
Lead comparable stake: 36%
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
36%
|
$190,701,000
9,161,719 shares
|
— | 30 Sep 2017 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
17%
|
$88,577,000
4,258,557 shares
|
— | 30 Sep 2017 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
11%
|
$56,988,000
2,739,816 shares
|
— | 30 Sep 2017 |
| 1607 Capital Partners, LLC |
13F
Company
|
2.6%
|
$13,739,000
660,519 shares
|
— | 30 Sep 2017 |
| SII INVESTMENTS INC/WI |
13F
Company
|
1.3%
|
$6,557,000
314,755 shares
|
— | 30 Sep 2017 |
| MORGAN STANLEY |
13F
Company
|
1.2%
|
$6,054,000
291,018 shares
|
— | 30 Sep 2017 |
| CORNERSTONE ADVISORS INC |
13F
Company
|
0.78%
|
$4,085,000
196,412 shares
|
— | 30 Sep 2017 |
| Matisse Capital |
13F
Company
|
0.65%
|
$3,405,000
163,686 shares
|
— | 30 Sep 2017 |
| Gramercy Funds Management LLC |
13F
Company
|
0.5%
|
$2,625,000
126,207 shares
|
— | 30 Sep 2017 |
| NORTH STAR ASSET MANAGEMENT INC |
13F
Company
|
0.42%
|
$2,205,000
106,011 shares
|
— | 30 Sep 2017 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.35%
|
$1,852,000
89,027 shares
|
— | 30 Sep 2017 |
| Advisory Alpha, LLC |
13F
Company
|
0.35%
|
$1,915,000
87,707 shares
|
— | 30 Sep 2017 |
| FOUNDATION RESOURCE MANAGEMENT INC |
13F
Company
|
0.26%
|
$1,353,000
65,046 shares
|
— | 30 Sep 2017 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
Company
|
0.25%
|
$1,284,000
61,740 shares
|
— | 30 Sep 2017 |
| STIFEL FINANCIAL CORP |
13F
Company
|
0.21%
|
$1,124,000
53,892 shares
|
— | 30 Sep 2017 |
| UBS Group AG |
13F
Company
|
0.18%
|
$956,000
45,926 shares
|
— | 30 Sep 2017 |
| ROYAL BANK OF CANADA |
13F
Company
|
0.14%
|
$740,000
35,592 shares
|
— | 30 Sep 2017 |
| CSS LLC/IL |
13F
Company
|
0.14%
|
$716,000
34,408 shares
|
— | 30 Sep 2017 |
| Karpus Management, Inc. |
13F
Company
|
0.13%
|
$655,000
31,496 shares
|
— | 30 Sep 2017 |
| Janney Montgomery Scott LLC |
13F
Company
|
0.12%
|
$627,000
30,167 shares
|
— | 30 Sep 2017 |
| Laurion Capital Management LP |
13F
Company
|
0.1%
|
$512,000
24,626 shares
|
— | 30 Sep 2017 |
| Cornerstone Capital, Inc. |
13F
Company
|
0.09%
|
$493,000
23,708 shares
|
— | 30 Sep 2017 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
0.09%
|
$481,000
23,135 shares
|
— | 30 Sep 2017 |
| Virtu Financial LLC |
13F
Company
|
0.08%
|
$436,000
20,976 shares
|
— | 30 Sep 2017 |
| CITADEL ADVISORS LLC |
13F
Company
|
0.08%
|
$423,000
20,348 shares
|
— | 30 Sep 2017 |
| Regent Investment Management LLC |
13F
Company
|
0.08%
|
$404,000
19,400 shares
|
— | 30 Sep 2017 |
| Kelman-Lazarov, Inc. |
13F
Company
|
0.07%
|
$389,000
18,689 shares
|
— | 30 Sep 2017 |
| DEUTSCHE BANK AG\ |
13F
Company
|
0.07%
|
$353,000
17,000 shares
|
— | 30 Sep 2017 |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
Company
|
0.05%
|
$281,000
13,500 shares
|
— | 30 Sep 2017 |
| AMERIPRISE FINANCIAL INC |
13F
Company
|
0.05%
|
$276,000
13,329 shares
|
— | 30 Sep 2017 |
| DOLIVER ADVISORS, LP |
13F
Company
|
0.05%
|
$272,000
13,075 shares
|
— | 30 Sep 2017 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC |
13F
Company
|
0.05%
|
$264,000
12,680 shares
|
— | 30 Sep 2017 |
| CIBC WORLD MARKET INC. |
13F
Company
|
0.05%
|
$262,000
12,583 shares
|
— | 30 Sep 2017 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
Company
|
0.05%
|
$258,000
12,407 shares
|
— | 30 Sep 2017 |
| WESCAP Management Group, Inc. |
13F
Company
|
0.05%
|
$241,000
11,589 shares
|
— | 30 Sep 2017 |
| Shaker Financial Services, LLC |
13F
Company
|
0.04%
|
$225,000
10,841 shares
|
— | 30 Sep 2017 |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
Company
|
0.03%
|
$161,000
7,752 shares
|
— | 30 Sep 2017 |
| Bartlett & Co. LLC |
13F
Company
|
0.03%
|
$150,000
7,200 shares
|
— | 30 Sep 2017 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
0.03%
|
$140,000
6,720 shares
|
— | 30 Sep 2017 |
| BANK OF MONTREAL /CAN/ |
13F
Company
|
0.02%
|
$93,000
4,450 shares
|
— | 30 Sep 2017 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
0.02%
|
$92,000
4,423 shares
|
— | 30 Sep 2017 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
Company
|
0.01%
|
$64,000
3,084 shares
|
— | 30 Sep 2017 |
| Evercore Wealth Management, LLC |
13F
Company
|
0.01%
|
$62,000
3,000 shares
|
— | 30 Sep 2017 |
| IFP Advisors, Inc |
13F
Company
|
0.01%
|
$61,000
2,936 shares
|
— | 30 Sep 2017 |
| US BANCORP \DE\ |
13F
Company
|
0.01%
|
$58,000
2,797 shares
|
— | 30 Sep 2017 |
| Geneos Wealth Management Inc. |
13F
Company
|
0.01%
|
$54,000
2,601 shares
|
— | 30 Sep 2017 |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
Company
|
0.01%
|
$52,000
2,500 shares
|
— | 30 Sep 2017 |
| ArchPoint Investors |
13F
Company
|
0.01%
|
$35,000
1,700 shares
|
— | 30 Sep 2017 |
| FIFTH THIRD BANCORP |
13F
Company
|
0.01%
|
$31,000
1,475 shares
|
— | 30 Sep 2017 |
| Parallel Advisors, LLC |
13F
Company
|
0%
|
$18,000
844 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
72
Shares
19,433,961
Rows loaded
72
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
61
Q4 2017 holders
72
Holder diff
11
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.