Security key
88018T101
TEMPLETON DRAGON FUND INC - Common Stock (TDF)
CUSIP: 88018T101
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 25,176,070
- Total 13F shares
- 19,676,485
- Share change
- -9,627
- Total reported value
- $396,948,654
- Price per share
- $20.16
- Number of holders
- 59
- Value change
- +$120,232
- Number of buys
- 20
- Number of sells
- 22
Report period
Q2 2017
Institutions
59
Top holders
10
TDF full security history
Newer quarter: Q3 2017
Previous quarter: Q1 2017
TEMPLETON DRAGON FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 88018T101
Recent filing periods:
Top shareholders of TDF - TEMPLETON DRAGON FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
42%
|
10,529,472
|
$197,638,000 | — | 31 Mar 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
17%
|
4,166,459
|
$78,287,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
9.6%
|
2,428,927
|
$45,640,000 | — | 31 Mar 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
2.6%
|
666,319
|
$12,520,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
315,882
|
$5,936,000 | — | 31 Mar 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.93%
|
234,274
|
$4,407,000 | — | 31 Mar 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.65%
|
164,624
|
$3,093,000 | — | 31 Mar 2017 | |
| Matisse Capital |
13F
|
Company |
0.65%
|
162,786
|
$3,059,000 | — | 31 Mar 2017 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.43%
|
107,351
|
$2,017,000 | — | 31 Mar 2017 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.36%
|
90,007
|
$1,691,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.32%
|
80,733
|
$1,517,000 | — | 31 Mar 2017 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.28%
|
70,965
|
$1,333,000 | — | 31 Mar 2017 | |
| FOUNDATION RESOURCE MANAGEMENT INC |
13F
|
Company |
0.26%
|
65,376
|
$1,228,000 | — | 31 Mar 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.19%
|
48,893
|
$919,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.19%
|
46,725
|
$882,000 | — | 31 Mar 2017 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.17%
|
43,201
|
$710,000 | — | 31 Mar 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
0.17%
|
42,115
|
$791,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.17%
|
41,570
|
$781,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
32,590
|
$612,000 | — | 31 Mar 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.13%
|
32,277
|
$606,000 | — | 31 Mar 2017 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
0.13%
|
32,239
|
$606,000 | — | 31 Mar 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.11%
|
28,341
|
$533,000 | — | 31 Mar 2017 | |
| Cornerstone Capital, Inc. |
13F
|
Company |
0.1%
|
25,945
|
$488,000 | — | 31 Mar 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.09%
|
23,135
|
$435,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
22,538
|
$425,000 | — | 31 Mar 2017 | |
| WESCAP Management Group, Inc. |
13F
|
Company |
0.08%
|
20,428
|
$384,000 | — | 31 Mar 2017 | |
| Regent Investment Management LLC |
13F
|
Company |
0.08%
|
19,400
|
$365,000 | — | 31 Mar 2017 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.07%
|
17,071
|
$321,000 | — | 31 Mar 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.07%
|
17,000
|
$318,000 | — | 31 Mar 2017 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.05%
|
13,500
|
$254,000 | — | 31 Mar 2017 | |
| SILVERCREST ASSET MANAGEMENT GROUP LLC |
13F
|
Company |
0.05%
|
12,761
|
$240,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
12,672
|
$238,000 | — | 31 Mar 2017 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.05%
|
12,670
|
$238,000 | — | 31 Mar 2017 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.05%
|
11,659
|
$219,000 | — | 31 Mar 2017 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.03%
|
7,200
|
$135,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
4,521
|
$85,000 | — | 31 Mar 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
4,450
|
$84,000 | — | 31 Mar 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
3,500
|
$66,000 | — | 31 Mar 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
3,305
|
$62,000 | — | 31 Mar 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
3,215
|
$60,000 | — | 31 Mar 2017 | |
| Evercore Wealth Management, LLC |
13F
|
Company |
0.01%
|
3,000
|
$56,000 | — | 31 Mar 2017 | |
| Creative Planning |
13F
|
Company |
0.01%
|
2,850
|
$54,000 | — | 31 Mar 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
2,601
|
$48,000 | — | 31 Mar 2017 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.01%
|
2,482
|
$47,000 | — | 31 Mar 2017 | |
| ArchPoint Investors |
13F
|
Company |
0.01%
|
1,700
|
$31,000 | — | 31 Mar 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
1,542
|
$28,000 | — | 31 Mar 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
1,063
|
$20,000 | — | 31 Mar 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
855
|
$16,000 | — | 31 Mar 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
0%
|
844
|
$16,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
800
|
$15,000 | — | 31 Mar 2017 |
Institutional Holders of TEMPLETON DRAGON FUND INC - Common Stock (TDF) as of Q2 2017
As of 30 Jun 2017,
TEMPLETON DRAGON FUND INC - Common Stock (TDF) was held by
59 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,676,485 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, LAZARD ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, SII INVESTMENTS INC/WI, MORGAN STANLEY, CORNERSTONE ADVISORS INC, Deschutes Portfolio Strategy, LLC, NORTH STAR ASSET MANAGEMENT INC, and BANK OF AMERICA CORP /DE/.
This page lists
59
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
59
Q2 2017 holders
59
Holder diff
0
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.