13F History

Regent Investment Management LLC

13F Filings History

Latest 13F report: Q4 2022 - Jan 26, 2023
Value $: $373M
Signature - Title: Steven T Naiser - VICE PRESIDENT
Location: Louisville, KY
Summary: This page shows a list of all the recent 13F filings made by Regent Investment Management LLC. Form 13F is required to be filed within 45 days of the end of a calendar quarter. Regent Investment Management LLC reported 202 stock holdings with total value $373M as of Q4 2022. Top holdings included AAPL, MSFT, JPM, GOOG, and HZNP.

Holdings Value

Quarter	Holdings	Value $	Bought	Sold	Net	Top Holdings	Form Type	Date Filed
Q4 2022	202	$373M	+$9.81M	-$7M	+$2.81M	AAPL, MSFT, JPM, GOOG, HZNP	13F-HR	1/26/2023, 11:49 AM
Q3 2022	194	$343M	+$28.5M	-$5.77M	+$22.7M	AAPL, MSFT, GOOG, JNJ, AMZN	13F-HR	10/18/2022, 09:55 AM
Q2 2022	194	$358M	+$12.6M	-$14M	-$1.32M	AAPL, MSFT, GOOG, JNJ, JPM	13F-HR	7/15/2022, 09:36 AM
Q1 2022	210	$432M	+$9.54M	-$15.6M	-$6.02M	AAPL, GOOG, MSFT, AMZN, JPM	13F-HR	4/19/2022, 09:32 AM
Q4 2021	220	$459M	+$12.9M	-$8.8M	+$4.09M	AAPL, MSFT, GOOG, AMZN, JPM	13F-HR	1/27/2022, 10:35 AM
Q3 2021	214	$418M	+$12.3M	-$14.4M	-$2.11M	AAPL, AMZN, GOOG, MSFT, JPM	13F-HR	10/21/2021, 12:42 PM
Q2 2021	210	$427M	+$19.8M	-$17.7M	+$2.09M	AAPL, AMZN, GOOG, META, MSFT	13F-HR	7/16/2021, 10:39 AM
Q1 2021	204	$397M	+$24.5M	-$8.24M	+$16.2M	AAPL, AMZN, BFB, JPM, GOOG	13F-HR	4/20/2021, 10:40 AM
Q4 2020	194	$361M	+$11.4M	-$15.6M	-$4.2M	AAPL, AMZN, META, MSFT, JPM	13F-HR	1/27/2021, 04:25 PM
Q3 2020	188	$323M	+$30.4M	-$12.7M	+$17.7M	AAPL, AMZN, META, MSFT, GOOG	13F-HR	10/19/2020, 04:09 PM
Q2 2020	185	$301M	+$26.9M	-$17.9M	+$8.91M	AAPL, AMZN, MSFT, META, GOOG	13F-HR	7/29/2020, 09:50 AM
Q1 2020	178	$243M	+$8.11M	-$25.9M	-$17.8M	AAPL, AMZN, MSFT, JPM, META	13F-HR	4/17/2020, 02:43 PM
Q4 2019	209	$327M	+$14.6M	-$23.1M	-$8.48M	AAPL, JPM, META, MSFT, AMZN	13F-HR	1/30/2020, 02:29 PM
Q3 2019	205	$305M	+$11.1M	-$13.8M	-$2.72M	AAPL, JPM, AMZN, MSFT, GOOG	13F-HR	10/17/2019, 03:58 PM
Q2 2019	206	$307M	+$15.6M	-$14.5M	+$1.04M	AAPL, JPM, AMZN, META, MSFT	13F-HR	7/15/2019, 04:14 PM
Q1 2019	206	$300M	+$13.9M	-$14.9M	-$1.02M	AAPL, JPM, AMZN, GOOG, META	13F-HR	4/22/2019, 10:18 AM
Q4 2018	195	$267M	+$14.8M	-$17.8M	-$3.05M	JPM, AAPL, GOOG, AMZN, META	13F-HR	1/22/2019, 08:45 AM
Q3 2018	203	$319M	+$22.1M	-$20.7M	+$1.42M	AAPL, JPM, AMZN, META, GOOG	13F-HR	10/22/2018, 02:01 PM
Q2 2018	200	$299M	+$17.9M	-$16.8M	+$1.1M	META, AAPL, JPM, FFKT, GOOG	13F-HR	7/16/2018, 09:16 AM
Q1 2018	205	$296M	+$23.2M	-$25.5M	-$2.33M	JPM, AAPL, META, DXC, GOOG	13F-HR	4/24/2018, 09:39 AM
Q4 2017	205	$305M	+$14.6M	-$18M	-$3.4M	JPM, META, AAPL, DXC, GOOG	13F-HR	1/26/2018, 02:45 PM
Q3 2017	209	$297M	+$21.2M	-$18.6M	+$2.58M	JPM, META, AAPL, CELG, FFKT	13F-HR	10/12/2017, 10:21 AM
Q2 2017	209	$284M	+$31.8M	-$19M	+$12.8M	JPM, AAPL, META, PCLN, CELG	13F-HR	7/17/2017, 02:45 PM
Q1 2017	202	$265M	+$72.5M	-$12.9M	+$59.7M	AAPL, JPM, META, WBA, FFKT	13F-HR	4/17/2017, 03:04 PM
Q4 2016	183	$195M	+$11.5M	-$13.3M	-$1.77M	JPM, FFKT, AAPL, WBA, CVS	13F-HR	1/30/2017, 08:56 AM
Q3 2016	185	$192M	+$10.9M	-$6.81M	+$4.07M	AAPL, CVS, WBA, JPM, JNJ	13F-HR	10/18/2016, 04:28 PM
Q2 2016	181	$184M	+$11.1M	-$8.2M	+$2.92M	CVS, WBA, JPM, AAPL, JNJ	13F-HR	7/15/2016, 09:33 AM
Q1 2016	181	$180M	+$8.98M	-$15.1M	-$6.08M	CVS, WBA, AAPL, JPM, JNJ	13F-HR	4/20/2016, 01:36 PM
Q4 2015	180	$187M	+$8.19M	-$9.6M	-$1.41M	CVS, WBA, AAPL, JPM, CELG	13F-HR	1/14/2016, 08:50 AM
Q3 2015	176	$181M	+$22.7M	-$18.8M	+$3.84M	CVS, AAPL, WBA, JPM, MCK	13F-HR	10/16/2015, 03:27 PM
Q2 2015	184	$199M	+$10M	-$9.37M	+$669K	CVS, AAPL, WBA, JPM, MCK	13F-HR	7/15/2015, 03:21 PM
Q1 2015	189	$197M	+$13.3M	-$14.6M	-$1.3M	CVS, AAPL, WBA, MCK, CELG	13F-HR	4/13/2015, 03:34 PM
Q4 2014	193	$195M	+$16M	-$22.9M	-$6.9M	CVS, AAPL, WBA, JNJ, PG	13F-HR	1/14/2015, 11:27 AM
Q3 2014	185	$195M	+$9.24M	-$16.3M	-$7.08M	AAPL, CVS, JNJ, GILD, PG	13F-HR	10/22/2014, 06:44 PM
Q2 2014	193	$203M	+$21.9M	-$8.7M	+$13.2M	AAPL, CVS, JNJ, WAG, PG	13F-HR	7/23/2014, 02:40 PM
Q1 2014	185	$189M	+$22.9M	-$14.1M	+$8.73M	CVS, JNJ, AAPL, WAG, GOOG	13F-HR	4/14/2014, 11:53 AM
Q4 2013	182	$178M	$0	$0		AAPL, CVS, JNJ, GOOGL, WAG	13F-HR	1/22/2014, 08:46 AM

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