Regent Investment Management LLC

13F Filings History

Latest 13F report
Q4 2022 - Jan 26, 2023
Value $
$373M
Signature - Title
Steven T Naiser - VICE PRESIDENT
Location
Louisville, KY
Summary
This page shows a list of all the recent 13F filings made by Regent Investment Management LLC. Form 13F is required to be filed within 45 days of the end of a calendar quarter. Regent Investment Management LLC reported 202 stock holdings with total value $373M as of Q4 2022. Top holdings included AAPL, MSFT, JPM, GOOG, and HZNP.
Holdings Value
Quarter Holdings Value $ Bought Sold Net Top Holdings Form Type Date Filed
Q4 2022 202 $373M +$9.81M -$7M +$2.81M AAPL, MSFT, JPM, GOOG, HZNP 13F-HR 1/26/2023, 11:49 AM
Q3 2022 194 $343M +$28.5M -$5.77M +$22.7M AAPL, MSFT, GOOG, JNJ, AMZN 13F-HR 10/18/2022, 09:55 AM
Q2 2022 194 $358M +$12.6M -$14M -$1.32M AAPL, MSFT, GOOG, JNJ, JPM 13F-HR 7/15/2022, 09:36 AM
Q1 2022 210 $432M +$9.54M -$15.6M -$6.02M AAPL, GOOG, MSFT, AMZN, JPM 13F-HR 4/19/2022, 09:32 AM
Q4 2021 220 $459M +$12.9M -$8.8M +$4.09M AAPL, MSFT, GOOG, AMZN, JPM 13F-HR 1/27/2022, 10:35 AM
Q3 2021 214 $418M +$12.3M -$14.4M -$2.11M AAPL, AMZN, GOOG, MSFT, JPM 13F-HR 10/21/2021, 12:42 PM
Q2 2021 210 $427M +$19.8M -$17.7M +$2.09M AAPL, AMZN, GOOG, META, MSFT 13F-HR 7/16/2021, 10:39 AM
Q1 2021 204 $397M +$24.5M -$8.24M +$16.2M AAPL, AMZN, BFB, JPM, GOOG 13F-HR 4/20/2021, 10:40 AM
Q4 2020 194 $361M +$11.4M -$15.6M -$4.2M AAPL, AMZN, META, MSFT, JPM 13F-HR 1/27/2021, 04:25 PM
Q3 2020 188 $323M +$30.4M -$12.7M +$17.7M AAPL, AMZN, META, MSFT, GOOG 13F-HR 10/19/2020, 04:09 PM
Q2 2020 185 $301M +$26.9M -$17.9M +$8.91M AAPL, AMZN, MSFT, META, GOOG 13F-HR 7/29/2020, 09:50 AM
Q1 2020 178 $243M +$8.11M -$25.9M -$17.8M AAPL, AMZN, MSFT, JPM, META 13F-HR 4/17/2020, 02:43 PM
Q4 2019 209 $327M +$14.6M -$23.1M -$8.48M AAPL, JPM, META, MSFT, AMZN 13F-HR 1/30/2020, 02:29 PM
Q3 2019 205 $305M +$11.1M -$13.8M -$2.72M AAPL, JPM, AMZN, MSFT, GOOG 13F-HR 10/17/2019, 03:58 PM
Q2 2019 206 $307M +$15.6M -$14.5M +$1.04M AAPL, JPM, AMZN, META, MSFT 13F-HR 7/15/2019, 04:14 PM
Q1 2019 206 $300M +$13.9M -$14.9M -$1.02M AAPL, JPM, AMZN, GOOG, META 13F-HR 4/22/2019, 10:18 AM
Q4 2018 195 $267M +$14.8M -$17.8M -$3.05M JPM, AAPL, GOOG, AMZN, META 13F-HR 1/22/2019, 08:45 AM
Q3 2018 203 $319M +$22.1M -$20.7M +$1.42M AAPL, JPM, AMZN, META, GOOG 13F-HR 10/22/2018, 02:01 PM
Q2 2018 200 $299M +$17.9M -$16.8M +$1.1M META, AAPL, JPM, FFKT, GOOG 13F-HR 7/16/2018, 09:16 AM
Q1 2018 205 $296M +$23.2M -$25.5M -$2.33M JPM, AAPL, META, DXC, GOOG 13F-HR 4/24/2018, 09:39 AM
Q4 2017 205 $305M +$14.6M -$18M -$3.4M JPM, META, AAPL, DXC, GOOG 13F-HR 1/26/2018, 02:45 PM
Q3 2017 209 $297M +$21.2M -$18.6M +$2.58M JPM, META, AAPL, CELG, FFKT 13F-HR 10/12/2017, 10:21 AM
Q2 2017 209 $284M +$31.8M -$19M +$12.8M JPM, AAPL, META, PCLN, CELG 13F-HR 7/17/2017, 02:45 PM
Q1 2017 202 $265M +$72.5M -$12.9M +$59.7M AAPL, JPM, META, WBA, FFKT 13F-HR 4/17/2017, 03:04 PM
Q4 2016 183 $195M +$11.5M -$13.3M -$1.77M JPM, FFKT, AAPL, WBA, CVS 13F-HR 1/30/2017, 08:56 AM
Q3 2016 185 $192M +$10.9M -$6.81M +$4.07M AAPL, CVS, WBA, JPM, JNJ 13F-HR 10/18/2016, 04:28 PM
Q2 2016 181 $184M +$11.1M -$8.2M +$2.92M CVS, WBA, JPM, AAPL, JNJ 13F-HR 7/15/2016, 09:33 AM
Q1 2016 181 $180M +$8.98M -$15.1M -$6.08M CVS, WBA, AAPL, JPM, JNJ 13F-HR 4/20/2016, 01:36 PM
Q4 2015 180 $187M +$8.19M -$9.6M -$1.41M CVS, WBA, AAPL, JPM, CELG 13F-HR 1/14/2016, 08:50 AM
Q3 2015 176 $181M +$22.7M -$18.8M +$3.84M CVS, AAPL, WBA, JPM, MCK 13F-HR 10/16/2015, 03:27 PM
Q2 2015 184 $199M +$10M -$9.37M +$669K CVS, AAPL, WBA, JPM, MCK 13F-HR 7/15/2015, 03:21 PM
Q1 2015 189 $197M +$13.3M -$14.6M -$1.3M CVS, AAPL, WBA, MCK, CELG 13F-HR 4/13/2015, 03:34 PM
Q4 2014 193 $195M +$16M -$22.9M -$6.9M CVS, AAPL, WBA, JNJ, PG 13F-HR 1/14/2015, 11:27 AM
Q3 2014 185 $195M +$9.24M -$16.3M -$7.08M AAPL, CVS, JNJ, GILD, PG 13F-HR 10/22/2014, 06:44 PM
Q2 2014 193 $203M +$21.9M -$8.7M +$13.2M AAPL, CVS, JNJ, WAG, PG 13F-HR 7/23/2014, 02:40 PM
Q1 2014 185 $189M +$22.9M -$14.1M +$8.73M CVS, JNJ, AAPL, WAG, GOOG 13F-HR 4/14/2014, 11:53 AM
Q4 2013 182 $178M $0 $0 AAPL, CVS, JNJ, GOOGL, WAG 13F-HR 1/22/2014, 08:46 AM