SUTTER ROCK CAP CORP - COM (SSSS)

CUSIP: 86944Q100

Q3 2020 13F Holders as of 30 Sep 2020

Share change
-53,084
SEC-reported price per share
$10.84
Number of holders
1
Value change
-$575,405
Number of sells
1

Security key

86944Q100

Report period

Q3 2020

Institutions

1

Top holders

1

Ownership snapshot

Top reported holders of SSSS - SUTTER ROCK CAP CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Bulldog Investors, LLP
Disclosed value leader
Bulldog Investors, LLP
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F Highest disclosed value: $4,424,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Bulldog Investors, LLP has the largest disclosed position value at $4.42M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Bulldog Investors, LLP's linked filing trail.
Disclosed position value Top 5
Bulldog Investors, LLP $4.42M
Vanderbilt University $3.41M
PARAMETRIC PORTFOLIO ASSOCIATES LLC $3.41M
NEEDHAM INVESTMENT MANAGEMENT LLC $3.4M
OPPENHEIMER & CO INC $3.31M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Bulldog Investors, LLP
13F
Company
13F
—
denominator unverified
$4,424,000
522,293 shares
— 30 Jun 2020
Vanderbilt University
13F
Company
13F
—
denominator unverified
$3,408,447
402,414 shares
— 30 Jun 2020
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
—
denominator unverified
$3,408,000
402,414 shares
— 30 Jun 2020
NEEDHAM INVESTMENT MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$3,403,000
401,759 shares
— 30 Jun 2020
OPPENHEIMER & CO INC
13F
Company
13F
—
denominator unverified
$3,311,000
391,022 shares
— 30 Jun 2020
Intrinsic Edge Capital Management LLC
13F
Company
13F
—
denominator unverified
$1,736,000
204,982 shares
— 30 Jun 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
1
Shares
469,209
Rows available
1
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders
1
Q3 2020 holders
1
Holder diff
0
Investor Q2 2020 Shares Q3 2020 Shares Share Diff Share Chg % Q2 2020 value Q3 2020 value Value change Value Chg %
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