SUTTER ROCK CAP CORP - COM (SSSS)

CUSIP: 86944Q100

Q2 2020 13F Holders as of 30 Jun 2020

Share change
-3,568,822
SEC-reported price per share
$8.47
Number of holders
1
Value change
-$20,815,604
Number of buys
1
Number of sells
39

Security key

86944Q100

Report period

Q2 2020

Institutions

1

Top holders

1

Ownership snapshot

Top reported holders of SSSS - SUTTER ROCK CAP CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Bulldog Investors, LLP
Disclosed value leader
Bulldog Investors, LLP
Comparable rows
0/15
Latest evidence
31 Mar 2020
13F Highest disclosed value: $2,824,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Bulldog Investors, LLP has the largest disclosed position value at $2.82M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Bulldog Investors, LLP's linked filing trail.
Disclosed position value Top 5
Bulldog Investors, LLP $2.82M
OPPENHEIMER & CO INC $2.43M
PARAMETRIC PORTFOLIO ASSOCIATES LLC $2.36M
Vanderbilt University $2.36M
NEEDHAM INVESTMENT MANAGEMENT LLC $2.35M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Bulldog Investors, LLP
13F
Company
13F
—
denominator unverified
$2,824,000
482,207 shares
— 31 Mar 2020
OPPENHEIMER & CO INC
13F
Company
13F
—
denominator unverified
$2,431,000
414,722 shares
— 31 Mar 2020
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
—
denominator unverified
$2,359,000
402,566 shares
— 31 Mar 2020
Vanderbilt University
13F
Company
13F
—
denominator unverified
$2,358,146
402,414 shares
— 31 Mar 2020
NEEDHAM INVESTMENT MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$2,354,000
401,759 shares
— 31 Mar 2020
Intrinsic Edge Capital Management LLC
13F
Company
13F
—
denominator unverified
$1,937,000
330,505 shares
— 31 Mar 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
1
Shares
522,293
Rows available
1
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders
39
Q2 2020 holders
1
Holder diff
-38
Investor Q1 2020 Shares Q2 2020 Shares Share Diff Share Chg % Q1 2020 value Q2 2020 value Value change Value Chg %
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .