SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

CUSIP: 85208J109

Q2 2019 13F Holders as of 30 Jun 2019

Security identity
Shares outstanding
29,899,122
Holder snapshot
Share change
-501,361
Reported price per share
$6.74
Number of holders
28
Value change
-$3,383,823
Number of buys
13
Number of sells
13

Security key

85208J109

Report period

Q2 2019

Institutions

28

Top holders

10

Ownership snapshot

Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
1607 Capital Partners, LLC
13D/G signal
Evidence rows
26
Latest as of
31 Mar 2019
13F Lead comparable stake: 4.4% Showing first 8 of 26 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
1607 Capital Partners, LLC
13F
Company
13F
4.4%
$9,067,000
1,323,695 shares
31 Mar 2019
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
13F
3.7%
$7,595,000
1,115,271 shares
31 Mar 2019
WELLS FARGO & COMPANY/MN
13F
Company
13F
2.1%
$4,400,000
642,359 shares
31 Mar 2019
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
13F
1.9%
$3,892,000
569,777 shares
31 Mar 2019
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
13F
1.2%
$2,385,000
348,159 shares
31 Mar 2019
First Allied Advisory Services, Inc.
13F
Company
13F
0.81%
$1,654,000
241,989 shares
31 Mar 2019
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.74%
$1,510,000
220,469 shares
31 Mar 2019
STIFEL FINANCIAL CORP
13F
Company
13F
0.67%
$1,372,000
200,111 shares
31 Mar 2019
Show 18 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
UBS Group AG
13F
Company
13F
0.53%
$1,080,000
157,701 shares
31 Mar 2019
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.53%
$1,073,000
157,621 shares
31 Mar 2019
MORGAN STANLEY
13F
Company
13F
0.43%
$874,000
127,664 shares
31 Mar 2019
Shaker Financial Services, LLC
13F
Company
13F
0.37%
$752,000
109,849 shares
31 Mar 2019
ROYAL BANK OF CANADA
13F
Company
13F
0.32%
$650,000
94,902 shares
31 Mar 2019
SPROTT INC.
13F
Company
13F
0.24%
$482,000
70,428 shares
31 Mar 2019
Valeo Financial Advisors, LLC
13F
Company
13F
0.12%
$251,000
36,650 shares
31 Mar 2019
Institute for Wealth Management, LLC.
13F
Company
13F
0.12%
$246,000
35,841 shares
31 Mar 2019
Thomas J. Herzfeld Advisors, Inc.
13F
Company
13F
0.1%
$204,000
29,847 shares
31 Mar 2019
HighTower Advisors, LLC
13F
Company
13F
0.09%
$173,000
25,573 shares
31 Mar 2019
ROTHSCHILD INVESTMENT LLC /IL
13F
Company
13F
0.07%
$138,000
20,209 shares
31 Mar 2019
Mraz, Amerine & Associates, Inc.
13F
Company
13F
0.06%
$115,000
16,837 shares
31 Mar 2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
0.04%
$85,000
12,342 shares
31 Mar 2019
MassMutual Private Wealth & Trust, FSB
13F
Company
13F
0%
$9,376
1,369 shares
31 Mar 2019
WHITTIER TRUST CO
13F
Company
13F
0%
$7,000
1,065 shares
31 Mar 2019
HUNTINGTON NATIONAL BANK
13F
Company
13F
0%
$6,000
912 shares
31 Mar 2019
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
13F
class O/S missing
$173,000
25,243 shares
31 Mar 2019
Point View Wealth Management, Inc.
13F
Company
13F
class O/S missing
$107,000
15,591 shares
31 Mar 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
28
Shares
5,059,279
Rows loaded
28
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q2 2019 vs Q1 2019 Across Filers

Q1 2019 holders
24
Q2 2019 holders
28
Holder diff
4
Investor Q1 2019 Shares Q2 2019 Shares Share Diff Share Chg % Q1 2019 value Q2 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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