SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 5,059,279
- Share change
- -501,361
- Total reported value
- $34,088,000
- Price per share
- $6.74
- Number of holders
- 28
- Value change
- -$3,383,823
- Number of buys
- 13
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 85208J109?
CUSIP 85208J109 identifies FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 85208J109:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
4.4%
|
1,323,695
|
$9,067,000 | — | 31 Mar 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.7%
|
1,115,271
|
$7,595,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.1%
|
642,359
|
$4,400,000 | — | 31 Mar 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
1.9%
|
569,777
|
$3,892,000 | — | 31 Mar 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
1.2%
|
348,159
|
$2,385,000 | — | 31 Mar 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.81%
|
241,989
|
$1,654,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.74%
|
220,469
|
$1,510,000 | — | 31 Mar 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.67%
|
200,111
|
$1,372,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.53%
|
157,701
|
$1,080,000 | — | 31 Mar 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.53%
|
157,621
|
$1,073,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.43%
|
127,664
|
$874,000 | — | 31 Mar 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.37%
|
109,849
|
$752,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.32%
|
94,902
|
$650,000 | — | 31 Mar 2019 | |
| SPROTT INC. |
13F
|
Company |
0.24%
|
70,428
|
$482,000 | — | 31 Mar 2019 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0.12%
|
36,650
|
$251,000 | — | 31 Mar 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.12%
|
35,841
|
$246,000 | — | 31 Mar 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.1%
|
29,847
|
$204,000 | — | 31 Mar 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.09%
|
25,573
|
$173,000 | — | 31 Mar 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
25,243
|
$173,000 | — | 31 Mar 2019 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.07%
|
20,209
|
$138,000 | — | 31 Mar 2019 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
16,837
|
$115,000 | — | 31 Mar 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
15,591
|
$107,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
12,342
|
$85,000 | — | 31 Mar 2019 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0%
|
1,369
|
$9,376 | — | 31 Mar 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$7,000 | — | 31 Mar 2019 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
912
|
$6,000 | — | 31 Mar 2019 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q2 2019
As of 30 Jun 2019,
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,059,279 shares.
The largest 10 holders included
1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, RIVERNORTH CAPITAL MANAGEMENT, LLC, Shaker Financial Services, LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, First Allied Advisory Services, Inc., STIFEL FINANCIAL CORP, MORGAN STANLEY, and UBS Group AG.
This page lists
28
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
24
Q2 2019 holders
28
Holder diff
4
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.