SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)

CUSIP: 85208J109

Q1 2019 13F Holders as of 31 Mar 2019

Security identity
Shares outstanding
29,899,122
Holder snapshot
Share change
-248,268
Reported price per share
$6.85
Number of holders
24
Value change
-$1,362,892
Number of buys
10
Number of sells
17

Security key

85208J109

Report period

Q1 2019

Institutions

24

Top holders

10

Ownership snapshot

Top reported holders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
1607 Capital Partners, LLC
13D/G signal
Evidence rows
15
Latest as of
31 Dec 2018
13F Lead comparable stake: 4.4% Showing 1-6 of 15 holder rows.
Holder Evidence Ownership % Position 12M Net Δ As of
1607 Capital Partners, LLC
13F
Company
13F
4.4%
$7,651,000
1,323,695 shares
31 Dec 2018
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
13F
3.9%
$6,749,000
1,169,632 shares
31 Dec 2018
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
13F
1.9%
$3,299,000
569,778 shares
31 Dec 2018
WELLS FARGO & COMPANY/MN
13F
Company
13F
1.8%
$3,044,000
526,589 shares
31 Dec 2018
Shaker Financial Services, LLC
13F
Company
13F
1.2%
$2,013,000
348,207 shares
31 Dec 2018
First Allied Advisory Services, Inc.
13F
Company
13F
0.95%
$1,643,000
284,139 shares
31 Dec 2018
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
24
Shares
5,560,640
Rows available
24
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q1 2019 vs Q4 2018 Across Filers

Q4 2018 holders
32
Q1 2019 holders
24
Holder diff
-8
Investor Q4 2018 Shares Q1 2019 Shares Share Diff Share Chg % Q4 2018 value Q1 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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