Security key
85208J109
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q4 2018 13F Holders as of 31 Dec 2018
- Security type / class
- Equity / Common Stock, $0.001 par value per share
- Total 13F shares
- 5,808,908
- Total 13F value
- $33,570,000
- Share change
- -181,435
- SEC-reported price per share
- $5.78
- Number of holders
- 32
- Value change
- -$1,349,749
- Number of buys
- 15
- Number of sells
- 18
- Shares outstanding
- 29,899,122
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2018
Institutions
32
Top holders
10
FUND full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2019
Previous quarter: Q3 2018
SPROTT FOCUS TRUST INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 85208J109
Recent filing periods:
Ownership snapshot
Top reported holders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
1607 Capital Partners, LLC
Disclosed value leader
1607 Capital Partners, LLC
Comparable rows
15/15
Latest evidence
30 Sep 2018
13F
Lead comparable stake: 4.1%
Showing 1-6 of 15 holder rows.
Quick read
1607 Capital Partners, LLC leads the comparable SEC ownership view at 4.1%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens 1607 Capital Partners, LLC's linked filing trail.
Comparable ownership
Top 5
1607 Capital Partners, LLC
4.1%
RIVERNORTH CAPITAL MANAGEMENT, LLC
3.8%
Shaker Financial Services, LLC
2.8%
WELLS FARGO & COMPANY/MN
2%
CITY OF LONDON INVESTMENT MANAGEM...
1.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
Company
|
4.1%
|
$8,951,000
1,212,807 shares
|
— | 30 Sep 2018 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
3.8%
|
$8,333,000
1,129,197 shares
|
— | 30 Sep 2018 |
| Shaker Financial Services, LLC |
13F
Company
|
2.8%
|
$6,162,000
834,958 shares
|
— | 30 Sep 2018 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
2%
|
$4,463,000
604,664 shares
|
— | 30 Sep 2018 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
1.8%
|
$4,059,000
551,133 shares
|
— | 30 Sep 2018 |
| STIFEL FINANCIAL CORP |
13F
Company
|
0.94%
|
$2,064,000
279,563 shares
|
— | 30 Sep 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
32
Shares
5,808,908
Rows available
32
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
34
Q4 2018 holders
32
Holder diff
-2
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 value | Q4 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend