SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,672,788
- Share change
- -916,411
- Total reported value
- $14,266,590
- Price per share
- $8.53
- Number of holders
- 24
- Value change
- -$7,840,051
- Number of buys
- 9
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Weiss Asset Management LP |
13F
|
Company |
8.3%
|
826,085
|
$7,715,000 | — | 31 Dec 2017 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
4.7%
|
465,388
|
$4,347,000 | — | 31 Dec 2017 | |
| Virtu Financial LLC |
13F
|
Company |
2.4%
|
237,535
|
$2,219,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.2%
|
221,642
|
$2,070,000 | — | 31 Dec 2017 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
2%
|
198,833
|
$1,857,000 | — | 31 Dec 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.9%
|
184,373
|
$1,722,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
172,247
|
$1,608,000 | — | 31 Dec 2017 | |
| SPROTT INC. |
13F
|
Company |
0.95%
|
94,200
|
$879,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.61%
|
60,513
|
$565,000 | — | 31 Dec 2017 | |
| SouthState Bank Corp |
13F
|
Company |
0.2%
|
20,000
|
$187,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.19%
|
18,975
|
$177,000 | — | 31 Dec 2017 | |
| QCM Cayman, Ltd. |
13F
|
Company |
0.3%
|
29,292
|
$173,000 | — | 31 Dec 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.17%
|
16,726
|
$156,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.15%
|
15,193
|
$142,000 | — | 31 Dec 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.13%
|
12,981
|
$121,000 | — | 31 Dec 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.12%
|
11,655
|
$109,000 | — | 31 Dec 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$93,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
6,550
|
$62,000 | — | 31 Dec 2017 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
3,000
|
$28,020 | — | 31 Dec 2017 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$23,000 | — | 31 Dec 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
2,100
|
$20,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
2,000
|
$19,000 | — | 31 Dec 2017 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,000
|
$19,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
1,635
|
$15,000 | — | 31 Dec 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$11,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,168
|
$11,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
500
|
$5,000 | — | 31 Dec 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Dec 2017 | |
| KELLY LAWRENCE W & ASSOCIATES INC/CA |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Dec 2017 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q1 2018
As of 31 Mar 2018,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,672,788 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., Virtu Financial LLC, RAYMOND JAMES & ASSOCIATES, COHEN & STEERS INC, MORGAN STANLEY, SPROTT INC., ROYAL BANK OF CANADA, Weiss Asset Management LP, JANE STREET GROUP, LLC, and SUSQUEHANNA INTERNATIONAL GROUP, LLP.
This page lists
24
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
28
Q1 2018 holders
24
Holder diff
-4
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.