SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 2,589,199
- Share change
- +649,657
- Total reported value
- $24,182,020
- Price per share
- $9.34
- Number of holders
- 28
- Value change
- +$6,097,726
- Number of buys
- 11
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
4.6%
|
457,362
|
$3,878,000 | — | 30 Sep 2017 | |
| Weiss Asset Management LP |
13F
|
Company |
3.3%
|
324,840
|
$2,754,000 | — | 30 Sep 2017 | |
| Virtu Financial LLC |
13F
|
Company |
2.5%
|
250,161
|
$2,121,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.2%
|
217,336
|
$1,843,000 | — | 30 Sep 2017 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
2%
|
201,779
|
$1,711,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
173,145
|
$1,468,000 | — | 30 Sep 2017 | |
| SPROTT INC. |
13F
|
Company |
0.92%
|
91,300
|
$774,000 | — | 30 Sep 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.54%
|
53,977
|
$458,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.52%
|
51,681
|
$439,000 | — | 30 Sep 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.19%
|
19,177
|
$163,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.19%
|
18,500
|
$157,000 | — | 30 Sep 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.13%
|
12,593
|
$107,000 | — | 30 Sep 2017 | |
| OLD MISSION CAPITAL LLC |
13F
|
Company |
0.12%
|
11,794
|
$100,000 | — | 30 Sep 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.12%
|
11,655
|
$98,000 | — | 30 Sep 2017 | |
| QCM Cayman, Ltd. |
13F
|
Company |
0.12%
|
12,203
|
$95,000 | — | 30 Sep 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$86,000 | — | 30 Sep 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$85,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
7,900
|
$67,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
2,949
|
$25,000 | — | 30 Sep 2017 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$21,000 | — | 30 Sep 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
2,100
|
$18,000 | — | 30 Sep 2017 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,000
|
$17,000 | — | 30 Sep 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$10,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,000
|
$8,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
500
|
$4,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
218
|
$2,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2017 | |
| KELLY LAWRENCE W & ASSOCIATES INC/CA |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2017 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q4 2017
As of 31 Dec 2017,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,589,199 shares.
The largest 10 holders included
Weiss Asset Management LP, Polar Asset Management Partners Inc., Virtu Financial LLC, RAYMOND JAMES & ASSOCIATES, JANE STREET GROUP, LLC, COHEN & STEERS INC, MORGAN STANLEY, SPROTT INC., ROYAL BANK OF CANADA, and SOUTH STATE CORP.
This page lists
28
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
28
Q4 2017 holders
28
Holder diff
0
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.