SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 2,319,869
- Share change
- +235,976
- Total reported value
- $18,512,000
- Price per share
- $7.98
- Number of holders
- 25
- Value change
- +$1,902,788
- Number of buys
- 6
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
4.6%
|
457,002
|
$3,542,000 | — | 31 Mar 2017 | |
| Virtu Financial LLC |
13F
|
Company |
3.3%
|
329,444
|
$2,553,000 | — | 31 Mar 2017 | |
| Weiss Asset Management LP |
13F
|
Company |
3.2%
|
317,293
|
$2,459,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
2.8%
|
281,357
|
$2,181,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.1%
|
212,785
|
$1,649,000 | — | 31 Mar 2017 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
1.5%
|
147,119
|
$1,140,000 | — | 31 Mar 2017 | |
| SPROTT INC. |
13F
|
Company |
1%
|
102,900
|
$797,000 | — | 31 Mar 2017 | |
| Caprock Group, LLC |
13F
|
Company |
0.41%
|
40,160
|
$311,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.32%
|
31,900
|
$249,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.3%
|
29,643
|
$230,000 | — | 31 Mar 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.2%
|
20,043
|
$155,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.19%
|
18,600
|
$144,000 | — | 31 Mar 2017 | |
| Independence Advisors, LLC |
13F
|
Company |
0.15%
|
15,000
|
$116,000 | — | 31 Mar 2017 | |
| OLD MISSION CAPITAL LLC |
13F
|
Company |
0.13%
|
13,242
|
$103,000 | — | 31 Mar 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.13%
|
12,593
|
$99,000 | — | 31 Mar 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$79,000 | — | 31 Mar 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$78,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
9,994
|
$78,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
7,800
|
$61,000 | — | 31 Mar 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.07%
|
7,000
|
$54,000 | — | 31 Mar 2017 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$19,000 | — | 31 Mar 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
2,100
|
$16,000 | — | 31 Mar 2017 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,000
|
$15,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,300
|
$10,000 | — | 31 Mar 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$9,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
500
|
$4,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
218
|
$2,000 | — | 31 Mar 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
200
|
$2,000 | — | 31 Mar 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Mar 2017 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q2 2017
As of 30 Jun 2017,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,319,869 shares.
The largest 10 holders included
Weiss Asset Management LP, Polar Asset Management Partners Inc., Virtu Financial LLC, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, JANE STREET GROUP, LLC, Sprott Inc., COHEN & STEERS INC, ROYAL BANK OF CANADA, and OPPENHEIMER & CO INC.
This page lists
25
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
28
Q2 2017 holders
25
Holder diff
-3
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.