SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 2,083,993
- Share change
- -629,447
- Total reported value
- $16,154,000
- Price per share
- $7.75
- Number of holders
- 28
- Value change
- -$4,839,424
- Number of buys
- 8
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Weiss Asset Management LP |
13F
|
Company |
8.5%
|
847,238
|
$5,846,000 | — | 31 Dec 2016 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
4.6%
|
457,002
|
$3,153,000 | — | 31 Dec 2016 | |
| Virtu Financial LLC |
13F
|
Company |
3.6%
|
356,908
|
$2,463,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
2.8%
|
281,054
|
$1,939,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.2%
|
220,236
|
$1,520,000 | — | 31 Dec 2016 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
1.8%
|
178,981
|
$1,235,000 | — | 31 Dec 2016 | |
| SPROTT INC. |
13F
|
Company |
1%
|
101,200
|
$698,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.43%
|
42,150
|
$291,000 | — | 31 Dec 2016 | |
| Caprock Group, LLC |
13F
|
Company |
0.41%
|
40,160
|
$277,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.33%
|
33,108
|
$239,000 | — | 31 Dec 2016 | |
| OLD MISSION CAPITAL, LLC |
13F
|
Company |
0.27%
|
27,086
|
$187,000 | — | 31 Dec 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.24%
|
24,180
|
$167,000 | — | 31 Dec 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.2%
|
20,043
|
$138,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.18%
|
17,600
|
$121,000 | — | 31 Dec 2016 | |
| Independence Advisors, LLC |
13F
|
Company |
0.16%
|
16,000
|
$110,000 | — | 31 Dec 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.13%
|
12,593
|
$97,000 | — | 31 Dec 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.12%
|
11,904
|
$82,000 | — | 31 Dec 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$70,000 | — | 31 Dec 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$69,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.1%
|
9,630
|
$67,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.06%
|
5,870
|
$41,000 | — | 31 Dec 2016 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.05%
|
5,000
|
$35,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
4,865
|
$34,000 | — | 31 Dec 2016 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$17,000 | — | 31 Dec 2016 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,000
|
$14,000 | — | 31 Dec 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$8,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,000
|
$7,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
500
|
$3,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
218
|
$2,000 | — | 31 Dec 2016 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q1 2017
As of 31 Mar 2017,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,083,993 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., Virtu Financial LLC, Weiss Asset Management LP, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, JANE STREET GROUP, LLC, Sprott Inc., CAPROCK Group, Inc., LPL Financial LLC, and ROYAL BANK OF CANADA.
This page lists
28
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
28
Q1 2017 holders
28
Holder diff
0
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.