SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,948,270
- Share change
- -371,699
- Total reported value
- $16,511,000
- Price per share
- $8.48
- Number of holders
- 28
- Value change
- -$3,152,283
- Number of buys
- 8
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Weiss Asset Management LP |
13F
|
Company |
7.4%
|
737,847
|
$5,888,000 | — | 30 Jun 2017 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
4.6%
|
457,362
|
$3,650,000 | — | 30 Jun 2017 | |
| Virtu Financial LLC |
13F
|
Company |
2.6%
|
252,819
|
$2,017,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.1%
|
212,601
|
$1,697,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
177,561
|
$1,417,000 | — | 30 Jun 2017 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
1.4%
|
138,879
|
$1,108,000 | — | 30 Jun 2017 | |
| SPROTT INC. |
13F
|
Company |
0.96%
|
95,400
|
$761,000 | — | 30 Jun 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.91%
|
90,331
|
$721,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.51%
|
50,451
|
$402,000 | — | 30 Jun 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.2%
|
20,043
|
$160,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.19%
|
18,500
|
$148,000 | — | 30 Jun 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.13%
|
12,593
|
$100,000 | — | 30 Jun 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$81,000 | — | 30 Jun 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$80,000 | — | 30 Jun 2017 | |
| Independence Advisors, LLC |
13F
|
Company |
0.1%
|
10,000
|
$80,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
7,924
|
$63,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0.07%
|
7,000
|
$56,000 | — | 30 Jun 2017 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$20,000 | — | 30 Jun 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.02%
|
2,100
|
$17,000 | — | 30 Jun 2017 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,000
|
$16,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$9,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,000
|
$8,000 | — | 30 Jun 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.01%
|
840
|
$7,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
500
|
$4,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
218
|
$2,000 | — | 30 Jun 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2017 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q3 2017
As of 30 Sep 2017,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,948,270 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., Weiss Asset Management LP, Virtu Financial LLC, RAYMOND JAMES & ASSOCIATES, JANE STREET GROUP, LLC, MORGAN STANLEY, Sprott Inc., COHEN & STEERS INC, ROYAL BANK OF CANADA, and OPPENHEIMER & CO INC.
This page lists
28
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
25
Q3 2017 holders
28
Holder diff
3
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.