SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 2,740,208
- Share change
- +796,387
- Total reported value
- $18,928,000
- Price per share
- $6.90
- Number of holders
- 28
- Value change
- +$5,428,361
- Number of buys
- 11
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
4.5%
|
449,601
|
$3,448,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
3%
|
301,435
|
$2,312,000 | — | 30 Sep 2016 | |
| Virtu Financial LLC |
13F
|
Company |
2.7%
|
263,988
|
$2,025,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.3%
|
232,498
|
$1,783,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.7%
|
165,155
|
$1,275,000 | — | 30 Sep 2016 | |
| SPROTT INC. |
13F
|
Company |
1.1%
|
108,200
|
$830,000 | — | 30 Sep 2016 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
1%
|
99,539
|
$763,000 | — | 30 Sep 2016 | |
| St. James Investment Company, LLC |
13F
|
Company |
0.46%
|
45,355
|
$348,000 | — | 30 Sep 2016 | |
| Caprock Group, LLC |
13F
|
Company |
0.41%
|
40,160
|
$308,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.39%
|
38,953
|
$299,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
33,584
|
$247,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.28%
|
27,415
|
$210,000 | — | 30 Sep 2016 | |
| Independence Advisors, LLC |
13F
|
Company |
0.25%
|
25,000
|
$192,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.21%
|
21,143
|
$162,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.16%
|
16,200
|
$124,000 | — | 30 Sep 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.13%
|
12,593
|
$88,000 | — | 30 Sep 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$78,000 | — | 30 Sep 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$77,000 | — | 30 Sep 2016 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.05%
|
5,000
|
$38,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
3,916
|
$30,000 | — | 30 Sep 2016 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$19,000 | — | 30 Sep 2016 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.02%
|
2,000
|
$15,000 | — | 30 Sep 2016 | |
| BSW Wealth Partners |
13F
|
Company |
0%
|
114
|
$14,803 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$9,000 | — | 30 Sep 2016 | |
| Beacon Capital Management, Inc. |
13F
|
Company |
0.01%
|
800
|
$6,000 | — | 30 Sep 2016 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
300
|
$2,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
218
|
$2,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2016 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q4 2016
As of 31 Dec 2016,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,740,208 shares.
The largest 10 holders included
Weiss Asset Management LP, Polar Asset Management Partners Inc., Virtu Financial LLC, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, JANE STREET GROUP, LLC, Sprott Inc., ROYAL BANK OF CANADA, CAPROCK Group, Inc., and LPL Financial LLC.
This page lists
28
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
27
Q4 2016 holders
28
Holder diff
1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.