Security key
85207Q104
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Units of Beneficial Interest
- Total 13F shares
- 1,917,053
- Total 13F value
- $14,691,000
- Share change
- +464,824
- SEC-reported price per share
- $7.67
- Number of holders
- 27
- Value change
- +$3,612,197
- Number of buys
- 13
- Number of sells
- 8
- Shares outstanding
- 9,912,078
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
27
Top holders
10
SPPP full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST SEC filings
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST company facts
Broader feeds
Reporting periods
Holder history for CUSIP 85207Q104
Recent filing periods:
Ownership snapshot
Top reported holders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Polar Asset Management Pa...
Disclosed value leader
Polar Asset Management Pa...
Comparable rows
15/15
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 3.5%
Showing 1-6 of 15 holder rows.
Quick read
Polar Asset Management Partners Inc. leads the comparable SEC ownership view at 3.5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Polar Asset Management Partners Inc.'s linked filing trail.
Comparable ownership
Top 5
Polar Asset Management Partners Inc.
3.5%
MORGAN STANLEY
3.3%
RAYMOND JAMES & ASSOCIATES
2.2%
SPROTT INC.
1%
Virtu Financial LLC
0.73%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
Company
|
3.5%
|
$2,436,000
348,035 shares
|
— | 30 Jun 2016 |
| MORGAN STANLEY |
13F
Company
|
3.3%
|
$2,292,000
327,542 shares
|
— | 30 Jun 2016 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
2.2%
|
$1,522,000
217,441 shares
|
— | 30 Jun 2016 |
| SPROTT INC. |
13F
Company
|
1%
|
$722,000
103,200 shares
|
— | 30 Jun 2016 |
| Virtu Financial LLC |
13F
Company
|
0.73%
|
$506,000
72,265 shares
|
— | 30 Jun 2016 |
| Virtu KCG Holdings LLC |
13F
Company
|
0.54%
|
$375,000
53,565 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
27
Shares
1,917,053
Rows available
27
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
27
Q3 2016 holders
27
Holder diff
0
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend