SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)

Q: What does CUSIP 85207Q104 represent in this 13F holders report?

CUSIP 85207Q104 is the security identifier for SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in Q3 2016?

27 institutional investors reported SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest for Q3 2016. Use the holders table for investor-level position and value details.

CUSIP: 85207Q104

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / Units of Beneficial Interest
Shares outstanding: 9,912,078
Total 13F shares: 1,917,053
Share change: +464,824
Total reported value: $14,691,000
Price per share: $7.67
Number of holders: 27
Value change: +$3,612,197
Number of buys: 13
Number of sells: 8

Quarterly Holders Quick Answers

What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 85207Q104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Polar Asset Management Partners Inc.	13F	Company	3.5%	348,035	$2,436,000	—	30 Jun 2016	13F
MORGAN STANLEY	13F	Company	3.3%	327,542	$2,292,000	—	30 Jun 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	2.2%	217,441	$1,522,000	—	30 Jun 2016	13F
SPROTT INC.	13F	Company	1%	103,200	$722,000	—	30 Jun 2016	13F
Virtu Financial LLC	13F	Company	0.73%	72,265	$506,000	—	30 Jun 2016	13F
Virtu KCG Holdings LLC	13F	Company	0.54%	53,565	$375,000	—	30 Jun 2016	13F
St. James Investment Company, LLC	13F	Company	0.46%	45,355	$317,000	—	30 Jun 2016	13F
LPL Financial LLC	13F	Company	0.4%	39,280	$283,000	—	30 Jun 2016	13F
Caprock Group, LLC	13F	Company	0.41%	40,160	$281,000	—	30 Jun 2016	13F
First Allied Advisory Services, Inc.	13F	Company	0.37%	36,637	$260,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.3%	29,410	$206,000	—	30 Jun 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.25%	24,365	$171,000	—	30 Jun 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.22%	22,259	$156,000	—	30 Jun 2016	13F
OPPENHEIMER & CO INC	13F	Company	0.2%	20,214	$141,000	—	30 Jun 2016	13F
Independence Advisors, LLC	13F	Company	0.2%	20,000	$140,000	—	30 Jun 2016	13F
NATIONAL PLANNING CORP	13F	Company	0.14%	14,083	$114,000	—	30 Jun 2016	13F
Commonwealth Equity Services, Inc	13F	Company	0.13%	13,200	$92,000	—	30 Jun 2016	13F
BSW Wealth Partners	13F	Company	0.13%	12,825	$90,000	—	30 Jun 2016	13F
SII INVESTMENTS INC/WI	13F	Company	0.1%	10,200	$71,000	—	30 Jun 2016	13F
BROWN BROTHERS HARRIMAN & CO	13F	Company	0.05%	5,000	$35,000	—	30 Jun 2016	13F
Creative Planning	13F	Company	0.03%	2,500	$17,000	—	30 Jun 2016	13F
TCI Wealth Advisors, Inc.	13F	Company	0.03%	2,500	$17,000	—	30 Jun 2016	13F
TORONTO DOMINION BANK	13F	Company	0.02%	2,000	$14,000	—	30 Jun 2016	13F
Geneos Wealth Management Inc.	13F	Company	0.01%	1,200	$8,000	—	30 Jun 2016	13F
Beacon Capital Management, Inc.	13F	Company	0.01%	1,000	$7,000	—	30 Jun 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.01%	500	$3,000	—	30 Jun 2016	13F
Advisor Group, Inc.	13F	Company	0%	218	$1,000	—	30 Jun 2016	13F
Advisory Services Network, LLC	13F	Company	0%	100	$1,000	—	30 Jun 2016	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	100	$1,000	—	30 Jun 2016	13F

Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q3 2016

As of 30 Sep 2016, SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by 27 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,917,053 shares. The largest 10 holders included Polar Asset Management Partners Inc., MORGAN STANLEY, Virtu Financial LLC, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, Sprott Inc., JANE STREET GROUP, LLC, St. James Investment Company, LLC, CAPROCK Group, Inc., and AMERIPRISE FINANCIAL INC. This page lists 27 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.