SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,464,836
- Share change
- -237,565
- Total reported value
- $10,277,000
- Price per share
- $7.00
- Number of holders
- 27
- Value change
- -$1,643,295
- Number of buys
- 9
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.6%
|
360,039
|
$2,326,000 | — | 31 Mar 2016 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
3.5%
|
348,035
|
$2,248,000 | — | 31 Mar 2016 | |
| Virtu Financial LLC |
13F
|
Company |
2.1%
|
203,308
|
$1,315,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.9%
|
189,993
|
$1,227,000 | — | 31 Mar 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
1.5%
|
151,043
|
$977,000 | — | 31 Mar 2016 | |
| SPROTT INC. |
13F
|
Company |
1%
|
103,200
|
$667,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.79%
|
78,560
|
$494,000 | — | 31 Mar 2016 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.53%
|
52,300
|
$338,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.47%
|
46,443
|
$300,000 | — | 31 Mar 2016 | |
| Caprock Group, LLC |
13F
|
Company |
0.41%
|
40,160
|
$259,000 | — | 31 Mar 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.37%
|
36,894
|
$241,000 | — | 31 Mar 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.21%
|
21,263
|
$137,000 | — | 31 Mar 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.14%
|
14,083
|
$99,000 | — | 31 Mar 2016 | |
| BSW Wealth Partners |
13F
|
Company |
0.13%
|
12,825
|
$83,000 | — | 31 Mar 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$66,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
7,150
|
$46,000 | — | 31 Mar 2016 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$16,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
1,280
|
$8,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
1,200
|
$7,000 | — | 31 Mar 2016 | |
| Beacon Capital Management, Inc. |
13F
|
Company |
0.01%
|
1,000
|
$6,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
525
|
$3,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
500
|
$3,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
218
|
$1,000 | — | 31 Mar 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Mar 2016 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q2 2016
As of 30 Jun 2016,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,464,836 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Sprott Inc., Virtu Financial LLC, KCG Holdings, Inc., St. James Investment Company, LLC, CAPROCK Group, Inc., LPL Financial LLC, and First Allied Advisory Services, Inc..
This page lists
27
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
23
Q2 2016 holders
27
Holder diff
4
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.