SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 1,682,401
- Share change
- -1,041,783
- Total reported value
- $10,866,000
- Price per share
- $6.46
- Number of holders
- 23
- Value change
- -$6,514,662
- Number of buys
- 6
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Weiss Asset Management LP |
13F
|
Company |
6.7%
|
665,303
|
$4,098,000 | — | 31 Dec 2015 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
5.9%
|
579,897
|
$3,572,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
4.1%
|
407,980
|
$2,513,000 | — | 31 Dec 2015 | |
| Virtu Financial LLC |
13F
|
Company |
2.9%
|
289,441
|
$1,783,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.8%
|
180,661
|
$1,113,000 | — | 31 Dec 2015 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
1.3%
|
128,998
|
$794,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.93%
|
91,753
|
$565,000 | — | 31 Dec 2015 | |
| SPROTT INC. |
13F
|
Company |
0.82%
|
81,200
|
$500,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.84%
|
83,430
|
$499,000 | — | 31 Dec 2015 | |
| Caprock Group, LLC |
13F
|
Company |
0.41%
|
40,160
|
$247,000 | — | 31 Dec 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.22%
|
22,301
|
$137,000 | — | 31 Dec 2015 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.2%
|
20,000
|
$124,000 | — | 31 Dec 2015 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.16%
|
15,500
|
$106,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
16,256
|
$100,000 | — | 31 Dec 2015 | |
| FIRST NATIONAL BANK OF OMAHA |
13F
|
Company |
0.16%
|
15,385
|
$95,000 | — | 31 Dec 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.14%
|
14,083
|
$84,000 | — | 31 Dec 2015 | |
| BSW Wealth Partners |
13F
|
Company |
0.13%
|
12,825
|
$79,000 | — | 31 Dec 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.11%
|
11,100
|
$68,000 | — | 31 Dec 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$63,000 | — | 31 Dec 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$62,000 | — | 31 Dec 2015 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
0.1%
|
10,000
|
$62,000 | — | 31 Dec 2015 | |
| Allegis Investment Advisors, LLC |
13F
|
Company |
0.06%
|
6,422
|
$40,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.04%
|
3,701
|
$23,000 | — | 31 Dec 2015 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$15,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,013
|
$12,000 | — | 31 Dec 2015 | |
| Beacon Capital Management, Inc. |
13F
|
Company |
0.01%
|
1,250
|
$8,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
525
|
$3,000 | — | 31 Dec 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
400
|
$3,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
218
|
$1,000 | — | 31 Dec 2015 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Dec 2015 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q1 2016
As of 31 Mar 2016,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,682,401 shares.
The largest 10 holders included
MORGAN STANLEY, Polar Asset Management Partners Inc., Virtu Financial LLC, RAYMOND JAMES & ASSOCIATES, KCG HOLDINGS, INC., Sprott Inc., LPL Financial LLC, JANE STREET GROUP, LLC, ROYAL BANK OF CANADA, and CAPROCK Group, Inc..
This page lists
23
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
28
Q1 2016 holders
23
Holder diff
-5
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.