SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 2,722,984
- Share change
- -261,601
- Total reported value
- $16,766,000
- Price per share
- $6.16
- Number of holders
- 28
- Value change
- -$1,625,779
- Number of buys
- 9
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
11%
|
1,112,296
|
$7,575,000 | — | 30 Sep 2015 | |
| Weiss Asset Management LP |
13F
|
Company |
4.9%
|
486,597
|
$3,323,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
3.5%
|
349,743
|
$2,382,000 | — | 30 Sep 2015 | |
| Virtu Financial LLC |
13F
|
Company |
3.3%
|
331,265
|
$2,263,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.2%
|
214,195
|
$1,459,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
109,243
|
$744,000 | — | 30 Sep 2015 | |
| SPROTT INC. |
13F
|
Company |
0.83%
|
82,300
|
$560,000 | — | 30 Sep 2015 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.8%
|
79,632
|
$542,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.4%
|
39,915
|
$283,000 | — | 30 Sep 2015 | |
| Caprock Group, LLC |
13F
|
Company |
0.41%
|
40,160
|
$273,000 | — | 30 Sep 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.22%
|
22,301
|
$152,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
15,933
|
$108,000 | — | 30 Sep 2015 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.16%
|
15,500
|
$106,000 | — | 30 Sep 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.14%
|
14,083
|
$96,000 | — | 30 Sep 2015 | |
| BSW Wealth Partners |
13F
|
Company |
0.13%
|
12,825
|
$87,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.11%
|
11,100
|
$75,000 | — | 30 Sep 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$70,000 | — | 30 Sep 2015 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
0.1%
|
10,000
|
$68,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.1%
|
9,837
|
$67,000 | — | 30 Sep 2015 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$17,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
2,450
|
$17,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,013
|
$14,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.02%
|
1,800
|
$12,000 | — | 30 Sep 2015 | |
| Beacon Capital Management, Inc. |
13F
|
Company |
0.01%
|
1,250
|
$9,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
525
|
$4,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
400
|
$4,000 | — | 30 Sep 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
400
|
$3,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
218
|
$1,000 | — | 30 Sep 2015 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Sep 2015 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q4 2015
As of 31 Dec 2015,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,722,984 shares.
The largest 10 holders included
Weiss Asset Management LP, Polar Asset Management Partners Inc., MORGAN STANLEY, Virtu Financial LLC, RAYMOND JAMES & ASSOCIATES, JANE STREET GROUP, LLC, ROYAL BANK OF CANADA, LPL Financial LLC, Sprott Inc., and CAPROCK Group, Inc..
This page lists
28
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
27
Q4 2015 holders
28
Holder diff
1
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.