SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 2,978,163
- Share change
- -2,062,036
- Total reported value
- $20,310,000
- Price per share
- $6.81
- Number of holders
- 27
- Value change
- -$14,087,458
- Number of buys
- 6
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
18%
|
1,796,719
|
$13,457,000 | — | 30 Jun 2015 | |
| Virtu Financial LLC |
13F
|
Company |
9.2%
|
916,020
|
$6,861,000 | — | 30 Jun 2015 | |
| Weiss Asset Management LP |
13F
|
Company |
6.8%
|
676,474
|
$5,067,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
6.6%
|
653,621
|
$4,895,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
3.7%
|
364,183
|
$2,728,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.6%
|
258,361
|
$1,935,000 | — | 30 Jun 2015 | |
| SPROTT INC. |
13F
|
Company |
0.83%
|
82,300
|
$616,000 | — | 30 Jun 2015 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.68%
|
67,489
|
$505,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.43%
|
42,415
|
$317,000 | — | 30 Jun 2015 | |
| Private Wealth Partners, LLC |
13F
|
Company |
0.38%
|
38,000
|
$285,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.22%
|
22,301
|
$167,000 | — | 30 Jun 2015 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
0.2%
|
20,000
|
$150,000 | — | 30 Jun 2015 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.16%
|
15,500
|
$115,000 | — | 30 Jun 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.17%
|
16,495
|
$110,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.15%
|
14,414
|
$108,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.13%
|
12,422
|
$93,000 | — | 30 Jun 2015 | |
| BSW Wealth Partners |
13F
|
Company |
0.11%
|
11,325
|
$85,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.11%
|
11,100
|
$83,000 | — | 30 Jun 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$76,000 | — | 30 Jun 2015 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$19,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,413
|
$18,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
2,250
|
$17,000 | — | 30 Jun 2015 | |
| Beacon Capital Management, Inc. |
13F
|
Company |
0.01%
|
1,250
|
$9,000 | — | 30 Jun 2015 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.01%
|
800
|
$6,000 | — | 30 Jun 2015 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.01%
|
600
|
$4,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
525
|
$4,000 | — | 30 Jun 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
500
|
$4,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
218
|
$1,633 | — | 30 Jun 2015 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q3 2015
As of 30 Sep 2015,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,978,163 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., Weiss Asset Management LP, MORGAN STANLEY, Virtu Financial LLC, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, Sprott Inc., JANE STREET GROUP, LLC, CAPROCK Group, Inc., and LPL Financial LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
29
Q3 2015 holders
27
Holder diff
-2
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.