Security key
85207Q104
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q3 2015 13F Holders as of 30 Sep 2015
- Security type / class
- Equity / Units of Beneficial Interest
- Total 13F shares
- 2,978,163
- Total 13F value
- $20,310,000
- Share change
- -2,062,036
- SEC-reported price per share
- $6.81
- Number of holders
- 27
- Value change
- -$14,087,458
- Number of buys
- 6
- Number of sells
- 15
- Shares outstanding
- 9,912,078
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2015
Institutions
27
Top holders
10
SPPP full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2015
Previous quarter: Q2 2015
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST SEC filings
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST company facts
Broader feeds
Reporting periods
Holder history for CUSIP 85207Q104
Recent filing periods:
Ownership snapshot
Top reported holders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Polar Asset Management Pa...
Disclosed value leader
Polar Asset Management Pa...
Comparable rows
15/15
Latest evidence
30 Jun 2015
13F
Lead comparable stake: 18%
Showing 1-6 of 15 holder rows.
Quick read
Polar Asset Management Partners Inc. leads the comparable SEC ownership view at 18%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Polar Asset Management Partners Inc.'s linked filing trail.
Comparable ownership
Top 5
Polar Asset Management Partners Inc.
18%
Virtu Financial LLC
9.2%
Weiss Asset Management LP
6.8%
ROYAL BANK OF CANADA
6.6%
MORGAN STANLEY
3.7%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
Company
|
18%
|
$13,457,000
1,796,719 shares
|
— | 30 Jun 2015 |
| Virtu Financial LLC |
13F
Company
|
9.2%
|
$6,861,000
916,020 shares
|
— | 30 Jun 2015 |
| Weiss Asset Management LP |
13F
Company
|
6.8%
|
$5,067,000
676,474 shares
|
— | 30 Jun 2015 |
| ROYAL BANK OF CANADA |
13F
Company
|
6.6%
|
$4,895,000
653,621 shares
|
— | 30 Jun 2015 |
| MORGAN STANLEY |
13F
Company
|
3.7%
|
$2,728,000
364,183 shares
|
— | 30 Jun 2015 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
2.6%
|
$1,935,000
258,361 shares
|
— | 30 Jun 2015 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2015
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
27
Shares
2,978,163
Rows available
27
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
29
Q3 2015 holders
27
Holder diff
-2
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 value | Q3 2015 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend