SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 5,040,417
- Share change
- -345,870
- Total reported value
- $37,735,633
- Price per share
- $7.49
- Number of holders
- 29
- Value change
- -$2,635,170
- Number of buys
- 6
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
17%
|
1,709,462
|
$13,761,000 | — | 31 Mar 2015 | |
| Virtu Financial LLC |
13F
|
Company |
12%
|
1,197,794
|
$9,642,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
7.5%
|
743,549
|
$5,986,000 | — | 31 Mar 2015 | |
| Weiss Asset Management LP |
13F
|
Company |
7%
|
691,496
|
$5,567,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
3.8%
|
373,918
|
$3,010,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.8%
|
278,674
|
$2,243,000 | — | 31 Mar 2015 | |
| SPROTT INC. |
13F
|
Company |
0.84%
|
83,500
|
$672,000 | — | 31 Mar 2015 | |
| Equinox Partners Investment Management LLC |
13F
|
Company |
0.68%
|
67,513
|
$543,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.56%
|
55,271
|
$454,000 | — | 31 Mar 2015 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.28%
|
27,388
|
$220,000 | — | 31 Mar 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.23%
|
22,459
|
$181,000 | — | 31 Mar 2015 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
0.2%
|
20,000
|
$161,000 | — | 31 Mar 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.17%
|
16,660
|
$140,000 | — | 31 Mar 2015 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.13%
|
12,500
|
$125,000 | — | 31 Mar 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.13%
|
13,200
|
$105,000 | — | 31 Mar 2015 | |
| BSW Wealth Partners |
13F
|
Company |
0.11%
|
11,325
|
$91,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
10,664
|
$86,000 | — | 31 Mar 2015 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.1%
|
10,200
|
$82,000 | — | 31 Mar 2015 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$81,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
9,987
|
$80,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
5,150
|
$41,000 | — | 31 Mar 2015 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
2,500
|
$20,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
2,473
|
$20,000 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
0.02%
|
2,300
|
$19,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
2,018
|
$16,245 | — | 31 Mar 2015 | |
| Beacon Capital Management, Inc. |
13F
|
Company |
0.01%
|
1,250
|
$10,000 | — | 31 Mar 2015 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.01%
|
800
|
$6,000 | — | 31 Mar 2015 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.01%
|
600
|
$4,830 | — | 31 Mar 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
525
|
$4,000 | — | 31 Mar 2015 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
100
|
$1,000 | — | 31 Mar 2015 | |
| Derivatives Exane |
13F
|
Individual |
0%
|
11
|
$89 | — | 31 Mar 2015 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q2 2015
As of 30 Jun 2015,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,040,417 shares.
The largest 10 holders included
Polar Securities Inc., Virtu Financial LLC, Weiss Asset Management LP, ROYAL BANK OF CANADA, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Sprott Inc., JANE STREET GROUP, LLC, LPL Financial LLC, and Private Wealth Partners, LLC.
This page lists
29
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
30
Q2 2015 holders
29
Holder diff
-1
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.