Security key
85207Q104
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q3 2014 13F Holders as of 30 Sep 2014
- Security type / class
- Equity / Units of Beneficial Interest
- Total 13F shares
- 6,682,864
- Total 13F value
- $59,149,832
- Share change
- +1,783,124
- SEC-reported price per share
- $8.85
- Number of holders
- 41
- Value change
- +$15,604,185
- Number of buys
- 13
- Number of sells
- 16
- Shares outstanding
- 9,912,078
Holder snapshot
6 signals
Security identity
1 source field
Report period
Q3 2014
Institutions
41
Top holders
10
SPPP full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2014
Previous quarter: Q2 2014
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST SEC filings
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST company facts
Broader feeds
Reporting periods
Holder history for CUSIP 85207Q104
Recent filing periods:
Ownership snapshot
Top reported holders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Polar Asset Management Pa...
Disclosed value leader
Polar Asset Management Pa...
Comparable rows
15/15
Latest evidence
30 Jun 2014
13F
Lead comparable stake: 13%
Showing 1-6 of 15 holder rows.
Quick read
Polar Asset Management Partners Inc. leads the comparable SEC ownership view at 13%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
Polar Asset Management Partners Inc.
13%
ROYAL BANK OF CANADA
8.6%
Retirement System Of Texas Teacher
8.4%
MORGAN STANLEY
6.5%
RAYMOND JAMES & ASSOCIATES
3.5%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
Company
|
13%
|
$12,786,000
1,263,454 shares
|
— | 30 Jun 2014 |
| ROYAL BANK OF CANADA |
13F
Company
|
8.6%
|
$8,616,000
851,431 shares
|
— | 30 Jun 2014 |
| Retirement System Of Texas Teacher |
13F
Individual
|
8.4%
|
$8,420,000
832,002 shares
|
— | 30 Jun 2014 |
| MORGAN STANLEY |
13F
Company
|
6.5%
|
$6,543,000
646,571 shares
|
— | 30 Jun 2014 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
3.5%
|
$3,532,000
348,977 shares
|
— | 30 Jun 2014 |
| Private Wealth Partners, LLC |
13F
Company
|
2.7%
|
$2,723,000
269,100 shares
|
— | 30 Jun 2014 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2014
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
41
Shares
6,682,864
Rows available
41
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
40
Q3 2014 holders
41
Holder diff
1
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 value | Q3 2014 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend