SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)
CUSIP: 85207Q104
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Units of Beneficial Interest
- Shares outstanding
- 9,912,078
- Total 13F shares
- 4,899,740
- Share change
- -490,814
- Total reported value
- $49,582,957
- Price per share
- $10.12
- Number of holders
- 40
- Value change
- -$4,959,654
- Number of buys
- 21
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 85207Q104:
Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA |
13F
|
Company |
16%
|
1,590,284
|
$15,283,000 | — | 31 Mar 2014 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
13%
|
1,310,019
|
$12,589,000 | — | 31 Mar 2014 | |
| TEACHER RETIREMENT SYSTEM OF TEXAS |
13F
|
Company |
8.4%
|
832,002
|
$7,996,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
5.9%
|
589,759
|
$5,669,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3.5%
|
344,453
|
$3,310,000 | — | 31 Mar 2014 | |
| Private Wealth Partners, LLC |
13F
|
Company |
2.5%
|
243,900
|
$2,344,000 | — | 31 Mar 2014 | |
| SPROTT INC. |
13F
|
Company |
0.99%
|
98,510
|
$947,000 | — | 31 Mar 2014 | |
| Equinox Partners Investment Management LLC |
13F
|
Company |
0.83%
|
82,153
|
$789,000 | — | 31 Mar 2014 | |
| Orinda Asset Management LLC |
13F
|
Company |
0.64%
|
63,121
|
$607,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.54%
|
53,200
|
$512,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.24%
|
23,403
|
$225,000 | — | 31 Mar 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.21%
|
21,238
|
$204,000 | — | 31 Mar 2014 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
0.2%
|
20,000
|
$192,000 | — | 31 Mar 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.19%
|
18,412
|
$177,000 | — | 31 Mar 2014 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.17%
|
16,500
|
$165,000 | — | 31 Mar 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.15%
|
15,234
|
$149,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.13%
|
12,625
|
$121,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
12,211
|
$118,000 | — | 31 Mar 2014 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.12%
|
11,662
|
$112,000 | — | 31 Mar 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.1%
|
10,000
|
$96,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
0.06%
|
5,800
|
$56,000 | — | 31 Mar 2014 | |
| Crosspoint Capital Strategies, LLC |
13F
|
Company |
0.04%
|
4,000
|
$38,000 | — | 31 Mar 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.04%
|
3,500
|
$34,000 | — | 31 Mar 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
2,100
|
$20,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,400
|
$13,000 | — | 31 Mar 2014 | |
| Beacon Capital Management, Inc. |
13F
|
Company |
0.01%
|
1,250
|
$12,000 | — | 31 Mar 2014 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.01%
|
800
|
$8,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
800
|
$7,688 | — | 31 Mar 2014 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
538
|
$5,000 | — | 31 Mar 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
500
|
$5,000 | — | 31 Mar 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
480
|
$5,000 | — | 31 Mar 2014 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0%
|
400
|
$4,000 | — | 31 Mar 2014 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0%
|
300
|
$3,000 | — | 31 Mar 2014 |
Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q2 2014
As of 30 Jun 2014,
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,899,740 shares.
The largest 10 holders included
Polar Securities Inc., ROYAL BANK OF CANADA, TEACHER RETIREMENT SYSTEM OF TEXAS, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Private Wealth Partners, LLC, TOCQUEVILLE ASSET MANAGEMENT L.P., Sprott Inc., MASON HILL ADVISORS LLC, and LPL Financial LLC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
33
Q2 2014 holders
40
Holder diff
7
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.