SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)

Q: What does CUSIP 85207Q104 represent in this 13F holders report?

CUSIP 85207Q104 is the security identifier for SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in Q4 2014?

38 institutional investors reported SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest for Q4 2014. Use the holders table for investor-level position and value details.

CUSIP: 85207Q104

Q4 2014 13F Holders as of 31 Dec 2014

Type / Class: Equity / Units of Beneficial Interest
Shares outstanding: 9,912,078
Total 13F shares: 6,204,688
Share change: -514,131
Total reported value: $53,693,481
Price per share: $8.65
Number of holders: 38
Value change: -$4,498,941
Number of buys: 9
Number of sells: 22

Quarterly Holders Quick Answers

What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q1 2015
Previous quarter: Q3 2014

Recent filing periods for CUSIP 85207Q104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Polar Asset Management Partners Inc.	13F	Company	19%	1,862,578	$16,484,000	—	30 Sep 2014	13F
Virtu Financial LLC	13F	Company	14%	1,376,398	$12,181,000	—	30 Sep 2014	13F
TEACHER RETIREMENT SYSTEM OF TEXAS	13F	Company	8.4%	832,002	$7,363,000	—	30 Sep 2014	13F
ROYAL BANK OF CANADA	13F	Company	7.5%	744,496	$6,589,000	—	30 Sep 2014	13F
MORGAN STANLEY	13F	Company	6.4%	632,248	$5,596,000	—	30 Sep 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	3.5%	346,742	$3,069,000	—	30 Sep 2014	13F
Private Wealth Partners, LLC	13F	Company	2%	201,950	$1,787,000	—	30 Sep 2014	13F
LPL Financial LLC	13F	Company	1.8%	181,157	$1,599,000	—	30 Sep 2014	13F
SPROTT INC.	13F	Company	0.85%	83,910	$743,000	—	30 Sep 2014	13F
Equinox Partners Investment Management LLC	13F	Company	0.83%	82,153	$727,000	—	30 Sep 2014	13F
Orinda Asset Management LLC	13F	Company	0.51%	50,058	$443,000	—	30 Sep 2014	13F
JANE STREET GROUP, LLC	13F	Company	0.44%	43,322	$383,000	—	30 Sep 2014	13F
OPPENHEIMER & CO INC	13F	Company	0.25%	24,563	$217,000	—	30 Sep 2014	13F
LBA Wealth Management, LLC	13F	Company	0.22%	22,123	$196,000	—	30 Sep 2014	13F
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC	13F	Company	0.2%	20,000	$177,000	—	30 Sep 2014	13F
UBS AG	13F	Company	0.17%	16,407	$145,000	—	30 Sep 2014	13F
SCOTIA CAPITAL INC.	13F	Company	0.15%	14,500	$145,000	—	30 Sep 2014	13F
NATIONAL PLANNING CORP	13F	Company	0.16%	16,080	$137,000	—	30 Sep 2014	13F
Virtu KCG Holdings LLC	13F	Company	0.14%	13,694	$121,000	—	30 Sep 2014	13F
Dynamic Advisor Solutions LLC	13F	Company	0.13%	13,378	$118,000	—	30 Sep 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.12%	11,841	$104,000	—	30 Sep 2014	13F
CITADEL ADVISORS LLC	13F	Company	0.12%	11,510	$102,000	—	30 Sep 2014	13F
DEUTSCHE BANK AG\	13F	Company	0.11%	11,100	$98,000	—	30 Sep 2014	13F
SII INVESTMENTS INC/WI	13F	Company	0.1%	10,200	$90,000	—	30 Sep 2014	13F
B. Riley Wealth Advisors, Inc.	13F	Company	0.1%	10,000	$89,000	—	30 Sep 2014	13F
First Allied Advisory Services, Inc.	13F	Company	0.1%	10,000	$89,000	—	30 Sep 2014	13F
US BANCORP \DE\	13F	Company	0.08%	7,800	$69,000	—	30 Sep 2014	13F
Creative Planning	13F	Company	0.07%	6,500	$58,000	—	30 Sep 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.06%	5,800	$51,000	—	30 Sep 2014	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.05%	5,000	$44,000	—	30 Sep 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.05%	4,750	$42,000	—	30 Sep 2014	13F
BANK OF MONTREAL /CAN/	13F	Company	0.04%	3,500	$31,000	—	30 Sep 2014	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.02%	2,178	$19,000	—	30 Sep 2014	13F
Beacon Capital Management, Inc.	13F	Company	0.01%	1,250	$11,000	—	30 Sep 2014	13F
MSI Financial Services Inc	13F	Company	0.01%	1,025	$9,000	—	30 Sep 2014	13F
CENTRAL TRUST Co	13F	Company	0.01%	800	$7,000	—	30 Sep 2014	13F
SIGNATUREFD, LLC	13F	Company	0.01%	538	$5,000	—	30 Sep 2014	13F
FIFTH THIRD BANCORP	13F	Company	0%	480	$4,000	—	30 Sep 2014	13F
Tradewinds Capital Management, LLC	13F	Company	0%	400	$4,000	—	30 Sep 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0%	218	$1,929	—	30 Sep 2014	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0%	215	$1,903	—	30 Sep 2014	13F

Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q4 2014

As of 31 Dec 2014, SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by 38 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,204,688 shares. The largest 10 holders included Virtu Financial LLC, Polar Securities Inc., ROYAL BANK OF CANADA, TEACHER RETIREMENT SYSTEM OF TEXAS, MORGAN STANLEY, Weiss Asset Management LP, RAYMOND JAMES & ASSOCIATES, Sprott Inc., MASON HILL ADVISORS LLC, and LPL Financial LLC. This page lists 38 institutional shareholders reporting positions in this security for the Q4 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2014 vs Q3 2014 Across Filers

Q3 2014 holders

Q4 2014 holders

Holder diff

-3

Investor	Q3 2014 Shares	Q4 2014 Shares	Share Diff	Share Chg %	Q3 2014 Value $	Q4 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.