Significant Ownership of Focus Partners Wealth
- Signature - Title
- Vincent J. Gratch - Deputy Chief Compliance Officer
- Location
- St Louis, MO
- Summary
- This page shows a list of all the recent SCHEDULE 13D/G filings made by Focus Partners Wealth.
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Follow Focus Partners Wealth and return when a new Schedule 13D/G filing changes the record on this page.
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Useful next steps after a schedule filing
Use the page below that answers the next obvious question about this reporting manager or security.
- Latest 13D/G reports to compare this manager with other current ownership disclosures.
- Latest insider ownership reports if you want insider activity alongside the beneficial ownership record.
- Latest 13F portfolio filings for broader institutional context.
- Latest investment quarter holder pages when the next step is security-level holder history.
Significant Ownership of Focus Partners Wealth
| Sym | Company | Class | Ownership | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|---|
| SPEPRC | SPECIAL OPPORTUNITIES FUND, INC. | 2.75% CONVERTIBLE PREFERRED C | 48% | $28,427,662 | 1,147,665 | Focus Partners Wealth | 01 Jan 2026 | ||
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | Common Stock, par value $0.001 per share | 13% | $21,154,499 | 1,377,246 | Focus Partners Wealth | 01 Jan 2026 | ||
| DTF | DTF TAX-FREE INCOME 2028 TERM FUND INC | Common Shares | 6.8% | $5,483,446 | 481,004 | Focus Partners Wealth | 01 Jan 2026 | ||
| BRW | Saba Capital Income & Opportunities Fund | Shares of Beneficial Interest | 5.7% | $21,686,675 | 3,071,767 | Focus Partners Wealth | 01 Jan 2026 | ||
| GDL | GDL FUND | Common Shares | 5.4% | $5,013,020 | 591,856 | Focus Partners Wealth | 01 Jan 2026 |
Schedules 13D/G Reported by Focus Partners Wealth:
| Sym | Target | Class | Ownership | Change | Current Shares | Change | Value | Reporting name | Form | Report Period | Filing Date |
|---|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.