Significant Ownership of Focus Partners Wealth
- Large-stake filing summary
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- Recent SEC Schedule 13D/G filings for Focus Partners Wealth focus on large-stake beneficial ownership disclosures and amendments.
- Use this view to spot new large holders, amended positions, and activist-style ownership evidence.
- Manager signature
- Vincent J. Gratch - Deputy Chief Compliance Officer
- Manager location
- St Louis, MO
Large-stake snapshot
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Manager
Names, identifiers, and filing context for this profile.
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Significant Ownership of Focus Partners Wealth
| Sym | Company | Class | Ownership | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|---|
| SPEPRC | SPECIAL OPPORTUNITIES FUND, INC. | 2.75% CONVERTIBLE PREFERRED C | 48% | $28,427,662 | 1,147,665 | Focus Partners Wealth | 01 Jan 2026 | ||
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | Common Stock, par value $0.001 per share | 13% | $21,154,499 | 1,377,246 | Focus Partners Wealth | 01 Jan 2026 | ||
| DTF | DTF TAX-FREE INCOME 2028 TERM FUND INC | Common Shares | 6.8% | $5,483,446 | 481,004 | Focus Partners Wealth | 01 Jan 2026 | ||
| BRW | Saba Capital Income & Opportunities Fund | Shares of Beneficial Interest | 5.7% | $21,686,675 | 3,071,767 | Focus Partners Wealth | 01 Jan 2026 | ||
| TSI | TCW STRATEGIC INCOME FUND INC | Common Stock | 5.2% | $0 | 0 | Focus Partners Wealth | 30 Apr 2026 | ||
| GDL | GDL FUND | Common Shares | 4.8% | $0 | -$5,018,939 | 0 | -100% | Focus Partners Wealth | 31 May 2026 |
Schedules 13D/G Reported by Focus Partners Wealth:
| Sym | Target | Class | Ownership | Change | Current shares | Change | Value | Reporting name | Form | Report period | Filing date |
|---|
Schedule rows are parsed from SEC 13D/G filings. Open the linked filing or target page to verify the reported ownership and shares.