SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)

CUSIP: 84741T104

Q2 2022 13F Holders as of 30 Jun 2022

Type / Class
Equity / Common Stock, par value $0.001 per share
Shares outstanding
10,626,898
Total 13F shares
4,173,798
Share change
+514,475
Total reported value
$52,954,000
Price per share
$12.37
Number of holders
34
Value change
+$6,192,474
Number of buys
18
Number of sells
14

Quarterly Holders Quick Answers

What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
7.3%
773,184
$11,605,000 31 Mar 2022
13F
CSS LLC/IL
13F
Company
3%
320,122
$4,805,000 31 Mar 2022
13F
Relative Value Partners Group, LLC
13F
Company
26%
2,751,861
$1,649,000 31 Mar 2022
13F
SCOTIA CAPITAL INC.
13F
Company
0.74%
78,414
$1,177,000 31 Mar 2022
13F
SARISSA CONSULTING LLC
13F
Company
0.67%
71,347
$1,071,000 31 Mar 2022
13F
FIRST MANHATTAN CO. LLC.
13F
Company
0.56%
59,870
$898,000 31 Mar 2022
13F
CLOUGH CAPITAL PARTNERS L P
13F
Company
0.53%
56,300
$845,000 31 Mar 2022
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0.49%
51,830
$778,000 31 Mar 2022
13F
Gerald Hellerman
3/4/5
Director
class O/S missing
43,584
$513,420 05 Apr 2022
MORGAN STANLEY
13F
Company
0.32%
34,078
$512,000 31 Mar 2022
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.32%
33,580
$504,000 31 Mar 2022
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.31%
33,329
$500,000 31 Mar 2022
13F
Steward Partners Investment Advisory, LLC
13F
Company
0.31%
33,241
$499,000 31 Mar 2022
13F
Ancora Advisors LLC
13F
Company
0.24%
25,204
$378,000 31 Mar 2022
13F
Private Advisor Group, LLC
13F
Company
0.24%
25,128
$377,000 31 Mar 2022
13F
EPIQ PARTNERS, LLC
13F
Company
0.21%
22,300
$335,000 31 Mar 2022
13F
Meixler Investment Management, Ltd.
13F
Company
0.2%
21,432
$322,000 31 Mar 2022
13F
CALTON & ASSOCIATES, INC.
13F
Company
0.18%
19,261
$289,000 31 Mar 2022
13F
OSAIC HOLDINGS, INC.
13F
Company
0.17%
18,202
$273,000 31 Mar 2022
13F
GUGGENHEIM CAPITAL LLC
13F
Company
0.17%
17,590
$264,000 31 Mar 2022
13F
BANK OF MONTREAL /CAN/
13F
Company
0.13%
13,399
$202,000 31 Mar 2022
13F
Ben H. Harris
3/4/5
Director
class O/S missing
14,075
$165,804 11 May 2021
Dynamic Advisor Solutions LLC
13F
Company
0.1%
10,885
$163,000 31 Mar 2022
13F
Marc Lunder
3/4/5
Director
mixed-class rows
10,459
mixed-class rows
$134,127 27 Jan 2022
Crewe Advisors LLC
13F
Company
0.07%
6,970
$105,000 31 Mar 2022
13F
UBS Group AG
13F
Company
0.06%
6,689
$100,000 31 Mar 2022
13F
SkyView Investment Advisors, LLC
13F
Company
0.05%
5,154
$77,000 31 Mar 2022
13F
Geneos Wealth Management Inc.
13F
Company
0.03%
2,715
$40,000 31 Mar 2022
13F
Lindbrook Capital, LLC
13F
Company
0.02%
2,530
$38,000 31 Mar 2022
13F
ROYAL BANK OF CANADA
13F
Company
0.02%
2,149
$32,000 31 Mar 2022
13F
Rajeev P. Das
3/4/5
Vice President
class O/S missing
2,583
$30,428 05 Apr 2022
WINMILL & CO. INC
13F
Company
0.02%
2,000
$30,000 31 Mar 2022
13F
Gemmer Asset Management LLC
13F
Company
0.01%
1,475
$22,000 31 Mar 2022
13F
Ahrens Investment Partners LLC
13F
Company
0%
500
$8,000 31 Mar 2022
13F
BANK OF AMERICA CORP /DE/
13F
Company
0%
484
$7,000 31 Mar 2022
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0%
139
$2,000 31 Mar 2022
13F
CWM, LLC
13F
Company
0%
75
$1,000 31 Mar 2022
13F

Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q2 2022

As of 30 Jun 2022, SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by 34 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,173,798 shares. The largest 10 holders included Relative Value Partners Group, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, EPIQ PARTNERS, LLC, CSS LLC/IL, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Thomas J. Herzfeld Advisors, Inc., SCOTIA CAPITAL INC., ADVISOR GROUP HOLDINGS, INC., Ancora Advisors, LLC, and SARISSA CONSULTING LLC. This page lists 34 institutional shareholders reporting positions in this security for the Q2 2022 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2022 vs Q1 2022 Across Filers

Q1 2022 holders
32
Q2 2022 holders
34
Holder diff
2
Investor Q1 2022 Shares Q2 2022 Shares Share Diff Share Chg % Q1 2022 Value $ Q2 2022 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .