SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)

Q: What does CUSIP 84741T104 represent in this 13F holders report?

CUSIP 84741T104 is the security identifier for SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in Q3 2021?

38 institutional investors reported SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share for Q3 2021. Use the holders table for investor-level position and value details.

CUSIP: 84741T104

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 10,626,898
Total 13F shares: 6,501,833
Share change: +871,106
Total reported value: $99,934,000
Price per share: $15.37
Number of holders: 38
Value change: +$13,465,070
Number of buys: 17
Number of sells: 13

Quarterly Holders Quick Answers

What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

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Explore More Reporting Periods

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Newer quarter: Q4 2021
Previous quarter: Q2 2021

Recent filing periods for CUSIP 84741T104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Relative Value Partners Group, LLC	13F	Company	34%	3,572,795	$54,199,000	—	30 Jun 2021	13F
EPIQ PARTNERS, LLC	13F	Company	3.1%	331,130	$5,023,000	—	30 Jun 2021	13F
Shaker Financial Services, LLC	13F	Company	2.4%	254,451	$3,860,000	—	30 Jun 2021	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	2%	216,947	$3,291,000	—	30 Jun 2021	13F
Saba Capital Management, L.P.	13F	Company	2%	214,275	$3,251,000	—	30 Jun 2021	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	1.7%	180,448	$2,737,000	—	30 Jun 2021	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	1.1%	120,663	$1,830,000	—	30 Jun 2021	13F
CSS LLC/IL	13F	Company	0.94%	99,786	$1,514,000	—	30 Jun 2021	13F
ROBINSON CAPITAL MANAGEMENT, LLC	13F	Company	0.87%	92,650	$1,404,000	—	30 Jun 2021	13F
Ancora Advisors LLC	13F	Company	0.67%	71,323	$1,082,000	—	30 Jun 2021	13F
SCOTIA CAPITAL INC.	13F	Company	0.65%	68,874	$1,045,000	—	30 Jun 2021	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.49%	52,026	$789,000	—	30 Jun 2021	13F
OSAIC HOLDINGS, INC.	13F	Company	0.47%	49,743	$755,000	—	30 Jun 2021	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.4%	42,858	$650,000	—	30 Jun 2021	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	0.36%	38,400	$583,000	—	30 Jun 2021	13F
MORGAN STANLEY	13F	Company	0.34%	36,466	$553,000	—	30 Jun 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.19%	19,916	$302,000	—	30 Jun 2021	13F
Sowell Financial Services LLC	13F	Company	0.16%	17,369	$263,000	—	30 Jun 2021	13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV	13F	Company	0.16%	16,800	$255,000	—	30 Jun 2021	13F
FIRST MANHATTAN CO. LLC.	13F	Company	0.15%	16,250	$246,000	—	30 Jun 2021	13F
USCA RIA LLC	13F	Company	0.14%	14,800	$225,000	—	30 Jun 2021	13F
Private Advisor Group, LLC	13F	Company	0.14%	14,528	$220,000	—	30 Jun 2021	13F
HARBOUR INVESTMENTS, INC.	13F	Company	0.11%	11,874	$180,000	—	30 Jun 2021	13F
Dynamic Advisor Solutions LLC	13F	Company	0.11%	11,405	$173,000	—	30 Jun 2021	13F
CALTON & ASSOCIATES, INC.	13F	Company	0.11%	11,160	$169,000	—	30 Jun 2021	13F
Ben H. Harris	3/4/5	Director	— class O/S missing	14,075	$165,804	—	11 May 2021	3/4/5
Wealth Dimensions Group, Ltd.	13F	Company	0.1%	10,736	$163,000	—	30 Jun 2021	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.07%	7,290	$111,000	—	30 Jun 2021	13F
Crewe Advisors LLC	13F	Company	0.07%	6,970	$106,000	—	30 Jun 2021	13F
UBS Group AG	13F	Company	0.06%	6,689	$101,000	—	30 Jun 2021	13F
FNY Investment Advisers, LLC	13F	Company	0.05%	5,000	$75,000	—	30 Jun 2021	13F
Advisory Services Network, LLC	13F	Company	0.04%	4,757	$72,000	—	30 Jun 2021	13F
Geneos Wealth Management Inc.	13F	Company	0.03%	2,715	$41,000	—	30 Jun 2021	13F
Lindbrook Capital, LLC	13F	Company	0.02%	2,500	$38,000	—	30 Jun 2021	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	2,482	$38,000	—	30 Jun 2021	13F
Wagner Wealth Management, LLC	13F	Company	0.02%	2,440	$37,000	—	30 Jun 2021	13F
WINMILL & CO. INC	13F	Company	0.02%	2,000	$30,000	—	30 Jun 2021	13F
JNBA Financial Advisors	13F	Company	0.01%	1,022	$16,000	—	30 Jun 2021	13F
Crescent Capital Consulting, LLC	13F	Company	0.01%	1,000	$15,000	—	30 Jun 2021	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.01%	900	$14,000	—	30 Jun 2021	13F
CWM, LLC	13F	Company	0%	375	$6,000	—	30 Jun 2021	13F
TFC Financial Management, Inc.	13F	Company	0%	164	$2,000	—	30 Jun 2021	13F

Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q3 2021

As of 30 Sep 2021, SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by 38 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,501,833 shares. The largest 10 holders included Relative Value Partners Group, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, EPIQ PARTNERS, LLC, CSS LLC/IL, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Thomas J. Herzfeld Advisors, Inc., Saba Capital Management, L.P., Ancora Advisors, LLC, Robinson Capital Management, LLC, and SCOTIA CAPITAL INC.. This page lists 38 institutional shareholders reporting positions in this security for the Q3 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

Q3 2021 holders

Holder diff

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Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 Value $	Q3 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.