Security key
84741T104
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 6,501,833
- Total 13F value
- $99,934,000
- Share change
- +871,106
- SEC-reported price per share
- $15.37
- Number of holders
- 38
- Value change
- +$13,465,070
- Number of buys
- 17
- Number of sells
- 13
- Shares outstanding
- 10,626,898
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
38
Top holders
10
SPE full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
SPECIAL OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 84741T104
Recent filing periods:
Ownership snapshot
Top reported holders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Relative Value Partners G...
Disclosed value leader
Relative Value Partners G...
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 34%
Showing 1-6 of 15 holder rows.
Quick read
Relative Value Partners Group, LLC leads the comparable SEC ownership view at 34%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Relative Value Partners Group, LLC's linked filing trail.
Comparable ownership
Top 5
Relative Value Partners Group, LLC
34%
EPIQ PARTNERS, LLC
3.1%
Shaker Financial Services, LLC
2.4%
Thomas J. Herzfeld Advisors, Inc.
2%
Saba Capital Management, L.P.
2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
Company
|
34%
|
$54,199,000
3,572,795 shares
|
— | 30 Jun 2021 |
| EPIQ PARTNERS, LLC |
13F
Company
|
3.1%
|
$5,023,000
331,130 shares
|
— | 30 Jun 2021 |
| Shaker Financial Services, LLC |
13F
Company
|
2.4%
|
$3,860,000
254,451 shares
|
— | 30 Jun 2021 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
2%
|
$3,291,000
216,947 shares
|
— | 30 Jun 2021 |
| Saba Capital Management, L.P. |
13F
Company
|
2%
|
$3,251,000
214,275 shares
|
— | 30 Jun 2021 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
Company
|
1.7%
|
$2,737,000
180,448 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
38
Shares
6,501,833
Rows available
38
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
41
Q3 2021 holders
38
Holder diff
-3
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend