Security key
84741T104
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q4 2019 13F Holders as of 31 Dec 2019
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 4,196,477
- Total 13F value
- $61,902,000
- Share change
- -256,036
- SEC-reported price per share
- $14.73
- Number of holders
- 27
- Value change
- -$3,770,404
- Number of buys
- 7
- Number of sells
- 11
- Shares outstanding
- 10,626,898
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2019
Institutions
27
Top holders
10
SPE full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2020
Previous quarter: Q3 2019
SPECIAL OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 84741T104
Recent filing periods:
Ownership snapshot
Top reported holders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Relative Value Partners G...
Disclosed value leader
Relative Value Partners G...
Comparable rows
15/15
Latest evidence
30 Sep 2019
13F
Lead comparable stake: 19%
Showing 1-6 of 15 holder rows.
Quick read
Relative Value Partners Group, LLC leads the comparable SEC ownership view at 19%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Relative Value Partners Group, LLC's linked filing trail.
Comparable ownership
Top 5
Relative Value Partners Group, LLC
19%
SIT INVESTMENT ASSOCIATES INC
5.3%
Shaker Financial Services, LLC
3.5%
RIVERNORTH CAPITAL MANAGEMENT, LLC
2.9%
BLUE BELL PRIVATE WEALTH MANAGEME...
2.3%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
Company
|
19%
|
$28,920,000
2,030,880 shares
|
— | 30 Sep 2019 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
5.3%
|
$7,947,000
558,051 shares
|
— | 30 Sep 2019 |
| Shaker Financial Services, LLC |
13F
Company
|
3.5%
|
$5,338,000
374,893 shares
|
— | 30 Sep 2019 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
2.9%
|
$4,368,000
306,732 shares
|
— | 30 Sep 2019 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
2.3%
|
$3,427,000
240,651 shares
|
— | 30 Sep 2019 |
| CSS LLC/IL |
13F
Company
|
2.1%
|
$3,178,000
223,148 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
27
Shares
4,196,477
Rows available
27
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
26
Q4 2019 holders
27
Holder diff
1
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend