SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)

Q: What does CUSIP 84741T104 represent in this 13F holders report?

CUSIP 84741T104 is the security identifier for SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in Q4 2019?

27 institutional investors reported SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share for Q4 2019. Use the holders table for investor-level position and value details.

CUSIP: 84741T104

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 10,626,898
Total 13F shares: 4,196,477
Share change: -256,036
Total reported value: $61,902,000
Price per share: $14.73
Number of holders: 27
Value change: -$3,770,404
Number of buys: 7
Number of sells: 11

Quarterly Holders Quick Answers

What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2020
Previous quarter: Q3 2019

Recent filing periods for CUSIP 84741T104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Relative Value Partners Group, LLC	13F	Company	19%	2,030,880	$28,920,000	—	30 Sep 2019	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	5.3%	558,051	$7,947,000	—	30 Sep 2019	13F
Shaker Financial Services, LLC	13F	Company	3.5%	374,893	$5,338,000	—	30 Sep 2019	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	2.9%	306,732	$4,368,000	—	30 Sep 2019	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	2.3%	240,651	$3,427,000	—	30 Sep 2019	13F
CSS LLC/IL	13F	Company	2.1%	223,148	$3,178,000	—	30 Sep 2019	13F
Ancora Advisors LLC	13F	Company	0.9%	95,176	$1,355,000	—	30 Sep 2019	13F
SCOTIA CAPITAL INC.	13F	Company	0.48%	51,336	$731,000	—	30 Sep 2019	13F
Private Advisor Group, LLC	13F	Company	0.46%	48,978	$692,000	—	30 Sep 2019	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.36%	37,902	$539,000	—	30 Sep 2019	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.33%	34,691	$494,000	—	30 Sep 2019	13F
Winning Points Advisors, LLC	13F	Company	0.25%	27,036	$382,000	—	30 Sep 2019	13F
Dynamic Advisor Solutions LLC	13F	Company	0.22%	23,485	$334,000	—	30 Sep 2019	13F
NWAM LLC	13F	Company	0.16%	17,369	$247,000	—	30 Sep 2019	13F
MORGAN STANLEY	13F	Company	0.16%	17,047	$242,000	—	30 Sep 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.16%	16,933	$241,000	—	30 Sep 2019	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.15%	16,204	$231,000	—	30 Sep 2019	13F
FIRST MANHATTAN CO. LLC.	13F	Company	0.09%	10,000	$142,000	—	30 Sep 2019	13F
UBS Group AG	13F	Company	0.08%	8,149	$116,000	—	30 Sep 2019	13F
Advisor Group, Inc.	13F	Company	0.07%	7,864	$112,000	—	30 Sep 2019	13F
Lindbrook Capital, LLC	13F	Company	0.04%	4,200	$60,000	—	30 Sep 2019	13F
Geneos Wealth Management Inc.	13F	Company	0.03%	2,715	$38,000	—	30 Sep 2019	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	2,149	$31,000	—	30 Sep 2019	13F
JNBA Financial Advisors	13F	Company	0.01%	867	$12,000	—	30 Sep 2019	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.01%	533	$8,000	—	30 Sep 2019	13F
CWM, LLC	13F	Company	0%	375	$6,000	—	30 Sep 2019	13F

Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q4 2019

As of 31 Dec 2019, SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by 27 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,196,477 shares. The largest 10 holders included Relative Value Partners Group, LLC, SIT INVESTMENT ASSOCIATES INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, EPIQ PARTNERS, LLC, CSS LLC/IL, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Shaker Financial Services, LLC, Ancora Advisors, LLC, SCOTIA CAPITAL INC., and Private Advisor Group, LLC. This page lists 27 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.