SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 4,163,827
- Share change
- +89,397
- Total reported value
- $57,253,000
- Price per share
- $13.75
- Number of holders
- 24
- Value change
- +$1,236,330
- Number of buys
- 13
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 84741T104:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
18%
|
1,959,782
|
$26,339,000 | — | 31 Mar 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
5.6%
|
594,180
|
$7,986,000 | — | 31 Mar 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
3.7%
|
390,154
|
$5,244,000 | — | 31 Mar 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
2.6%
|
279,461
|
$3,756,000 | — | 31 Mar 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.6%
|
274,230
|
$3,683,000 | — | 31 Mar 2019 | |
| CSS LLC/IL |
13F
|
Company |
2.1%
|
224,098
|
$3,011,000 | — | 31 Mar 2019 | |
| Ancora Advisors LLC |
13F
|
Company |
0.93%
|
98,568
|
$1,325,000 | — | 31 Mar 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.46%
|
48,464
|
$650,000 | — | 31 Mar 2019 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.33%
|
34,725
|
$467,000 | — | 31 Mar 2019 | |
| Winning Points Advisors, LLC |
13F
|
Company |
0.32%
|
34,238
|
$461,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.29%
|
30,554
|
$410,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.18%
|
18,725
|
$252,000 | — | 31 Mar 2019 | |
| NWAM LLC |
13F
|
Company |
0.16%
|
17,369
|
$233,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.15%
|
16,409
|
$221,000 | — | 31 Mar 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.1%
|
10,905
|
$146,000 | — | 31 Mar 2019 | |
| CALTON & ASSOCIATES, INC. |
13F
|
Company |
0.1%
|
10,696
|
$144,000 | — | 31 Mar 2019 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.09%
|
10,000
|
$134,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.08%
|
8,149
|
$110,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.04%
|
3,982
|
$54,000 | — | 31 Mar 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
2,715
|
$36,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
2,149
|
$29,000 | — | 31 Mar 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
1,720
|
$23,000 | — | 31 Mar 2019 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0.01%
|
1,200
|
$16,000 | — | 31 Mar 2019 | |
| JNBA Financial Advisors |
13F
|
Company |
0.01%
|
839
|
$11,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
533
|
$7,000 | — | 31 Mar 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
375
|
$6,000 | — | 31 Mar 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
210
|
$3,000 | — | 31 Mar 2019 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q2 2019
As of 30 Jun 2019,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,163,827 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, SIT INVESTMENT ASSOCIATES INC, Shaker Financial Services, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, CSS LLC/IL, Ancora Advisors, LLC, GEODE CAPITAL MANAGEMENT, LLC, SCOTIA CAPITAL INC., and LADENBURG THALMANN FINANCIAL SERVICES INC..
This page lists
24
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
27
Q2 2019 holders
24
Holder diff
-3
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.