SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2024 to Q4 2025

Type / Class
Equity / Common Stock, par value $0.001 per share
Symbol
SMXT on Nasdaq
Shares outstanding
46,302,676
Price per share
$0.88
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,472,178
Total reported value
$1,208,519
% of total 13F portfolios
0%
Share change
-278,097
Value change
-$248,353
Number of holders
18
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Hsu Bingwen David 12% $5,897,588 5,460,730 Hsu Bingwen David 27 Feb 2024
Yuan Simon 7.4% $3,744,149 3,466,805 Yuan Simon 27 Feb 2024
Liu Ching 7.4% $3,700,510 3,426,398 Ching Liu 27 Feb 2024

As of 31 Dec 2025, 18 institutional investors reported holding 1,472,178 shares of SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT). This represents 3.2% of the company’s total 46,302,676 outstanding shares.

Institutional Holders of SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,472,178 $1,208,519 -$248,353 $0.82 18
2025 Q3 1,750,618 $1,837,979 +$121,108 $1.05 26
2025 Q2 1,624,816 $1,770,596 -$1,875,050 $1.09 34
2025 Q1 3,294,548 $3,954,948 +$435,799 $1.20 38
2024 Q4 2,911,691 $4,717,278 +$3,330,288 $1.62 38
2024 Q3 1,079,980 $681,088 -$1,118,006 $0.63 35
2024 Q2 1,348,041 $4,434,683 -$802,413 $3.29 29
2024 Q1 1,256,175 $11,494,283 +$11,494,283 $9.15 20