SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT)
CUSIP: 83419H103
Q2 2024 13F Holders as of 30 Jun 2024
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 46,302,676
- Total 13F shares
- 1,348,041
- Share change
- +87,829
- Total reported value
- $4,434,683
- Price per share
- $3.29
- Number of holders
- 29
- Value change
- -$802,413
- Number of buys
- 21
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 83419H103?
CUSIP 83419H103 identifies SMXT - SolarMax Technology, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 83419H103:
Top shareholders of SMXT - SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bingwen David Hsu |
13D/G
3/4/5
|
Hsu Bingwen David · Chief Executive Officer, Director, 10%+ Owner |
12%
|
5,460,730
|
$5,897,588 | $0 | 27 Feb 2024 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
608,590
|
$5,568,599 | — | 31 Mar 2024 | |
| Simon Yuan |
13D/G
3/4/5
|
Yuan Simon · Director |
7.4%
|
3,466,805
|
$3,744,149 | $0 | 27 Feb 2024 | |
| Ching Liu |
13D/G
|
— |
7.4%
|
3,426,398
|
$3,700,510 | $0 | 27 Feb 2024 | |
| Wei Yuan Chen |
3/4/5
|
Director |
3.8%
|
1,757,670
|
$2,021,320 | — | 27 Feb 2024 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.42%
|
193,169
|
$1,767,496 | — | 31 Mar 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.19%
|
87,775
|
$803,000 | — | 31 Mar 2024 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.13%
|
58,082
|
$531,450 | — | 31 Mar 2024 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.1%
|
47,033
|
$430,352 | — | 31 Mar 2024 | |
| CITIGROUP INC |
13F
|
Company |
0.08%
|
37,401
|
$342,219 | — | 31 Mar 2024 | |
| Diametric Capital, LP |
13F
|
Company |
0.07%
|
32,200
|
$294,630 | — | 31 Mar 2024 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
25,940
|
$237,351 | — | 31 Mar 2024 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.05%
|
24,305
|
$222,391 | — | 31 Mar 2024 | |
| LMR Partners LLP |
13F
|
Company |
0.04%
|
18,284
|
$167,299 | — | 31 Mar 2024 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.04%
|
17,102
|
$156,483 | — | 31 Mar 2024 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.03%
|
15,910
|
$146,000 | — | 31 Mar 2024 | |
| Concurrent Investment Advisors, LLC |
13F
|
Company |
0.03%
|
14,000
|
$128,100 | — | 31 Mar 2024 | |
| Jefferies Financial Group Inc. |
13F
|
Company |
0.03%
|
13,100
|
$119,865 | — | 31 Mar 2024 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.03%
|
12,742
|
$116,589 | — | 31 Mar 2024 | |
| OMERS ADMINISTRATION Corp |
13F
|
Company |
0.03%
|
12,200
|
$111,630 | — | 31 Mar 2024 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.03%
|
11,913
|
$109,004 | — | 31 Mar 2024 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
11,726
|
$107,293 | — | 31 Mar 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
8,700
|
$79,605 | — | 31 Mar 2024 | |
| Point72 Asia (Singapore) Pte. Ltd. |
13F
|
Company |
0.01%
|
6,003
|
$54,927 | — | 31 Mar 2024 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0%
|
1,189
|
$11 | — | 31 Mar 2024 |
Institutional Holders of SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT) as of Q2 2024
As of 30 Jun 2024,
SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,348,041 shares.
The largest 10 holders included
Invesco Ltd., MILLENNIUM MANAGEMENT LLC, MORGAN STANLEY, GEODE CAPITAL MANAGEMENT, LLC, BlackRock Inc., GOLDMAN SACHS GROUP INC, HRT FINANCIAL LP, BARCLAYS PLC, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, and CITIGROUP INC.
This page lists
29
institutional shareholders reporting positions in this security
for the Q2 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2024 vs Q1 2024 Across Filers
Q1 2024 holders
20
Q2 2024 holders
29
Holder diff
9
| Investor | Q1 2024 Shares | Q2 2024 Shares | Share Diff | Share Chg % | Q1 2024 Value $ | Q2 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.