SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT)
CUSIP: 83419H103
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 46,302,676
- Total 13F shares
- 1,079,980
- Share change
- -277,686
- Total reported value
- $681,088
- Price per share
- $0.63
- Number of holders
- 35
- Value change
- -$1,118,006
- Number of buys
- 19
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 83419H103?
CUSIP 83419H103 identifies SMXT - SolarMax Technology, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 83419H103:
Top shareholders of SMXT - SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bingwen David Hsu |
13D/G
3/4/5
|
Hsu Bingwen David · Chief Executive Officer, Director, 10%+ Owner |
12%
|
5,460,730
|
$5,897,588 | $0 | 27 Feb 2024 | |
| Simon Yuan |
13D/G
3/4/5
|
Yuan Simon · Director |
7.4%
|
3,466,805
|
$3,744,149 | $0 | 27 Feb 2024 | |
| Ching Liu |
13D/G
|
— |
7.4%
|
3,426,398
|
$3,700,510 | $0 | 27 Feb 2024 | |
| Wei Yuan Chen |
3/4/5
|
Director |
3.8%
|
1,757,670
|
$2,021,320 | — | 27 Feb 2024 | |
| Invesco Ltd. |
13F
|
Company |
0.73%
|
336,848
|
$1,108,230 | — | 30 Jun 2024 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.54%
|
251,987
|
$829,037 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
0.36%
|
165,639
|
$544,953 | — | 30 Jun 2024 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.24%
|
111,880
|
$368,084 | — | 30 Jun 2024 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.19%
|
86,839
|
$285,701 | — | 30 Jun 2024 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.16%
|
76,023
|
$250,116 | — | 30 Jun 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.13%
|
58,597
|
$192,000 | — | 30 Jun 2024 | |
| BARCLAYS PLC |
13F
|
Company |
0.1%
|
47,251
|
$155,456 | — | 30 Jun 2024 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.07%
|
32,585
|
$107,205 | — | 30 Jun 2024 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
28,740
|
$94,555 | — | 30 Jun 2024 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.06%
|
28,415
|
$93,485 | — | 30 Jun 2024 | |
| Concurrent Investment Advisors, LLC |
13F
|
Company |
0.05%
|
24,650
|
$81,099 | — | 30 Jun 2024 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.05%
|
23,600
|
$77,644 | — | 30 Jun 2024 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.03%
|
13,420
|
$73,676 | — | 30 Jun 2024 | |
| STATE STREET CORP |
13F
|
Company |
0.04%
|
19,378
|
$63,754 | — | 30 Jun 2024 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.03%
|
14,903
|
$49,031 | — | 30 Jun 2024 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.02%
|
10,260
|
$33,756 | — | 30 Jun 2024 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.02%
|
7,872
|
$25,899 | — | 30 Jun 2024 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.01%
|
5,402
|
$17,766 | — | 30 Jun 2024 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.01%
|
3,958
|
$13,022 | — | 30 Jun 2024 | |
| Corebridge Financial, Inc. |
13F
|
Company |
0.01%
|
2,737
|
$9,032 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,606
|
$8,574 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1,979
|
$6,511 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,545
|
$5,083 | — | 30 Jun 2024 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,525
|
$5,017 | — | 30 Jun 2024 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
1,300
|
$4,277 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
479
|
$2,000 | — | 30 Jun 2024 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0%
|
498
|
$1,638 | — | 30 Jun 2024 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0%
|
369
|
$1,214 | — | 30 Jun 2024 | |
| AMALGAMATED BANK |
13F
|
Company |
0%
|
176
|
$1,000 | — | 30 Jun 2024 |
Institutional Holders of SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT) as of Q3 2024
As of 30 Sep 2024,
SolarMax Technology, Inc. - Common Stock, par value $0.001 per share (SMXT) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,079,980 shares.
The largest 10 holders included
ExodusPoint Capital Management, LP, MILLENNIUM MANAGEMENT LLC, GEODE CAPITAL MANAGEMENT, LLC, HRT FINANCIAL LP, BlackRock, Inc., BRIDGEWAY CAPITAL MANAGEMENT, LLC, GOLDMAN SACHS GROUP INC, JANE STREET GROUP, LLC, BNP PARIBAS FINANCIAL MARKETS, and VANGUARD GROUP INC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
29
Q3 2024 holders
35
Holder diff
6
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.