Security key
81749D107
SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA)
CUSIP: 81749D107
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Class A Common Stock, par value $0.0001 per share
- Shares outstanding
- 38,452,198
- Total 13F shares
- 8,863,155
- Share change
- -653,546
- Total reported value
- $16,485,265
- Price per share
- $1.86
- Number of holders
- 27
- Value change
- -$2,039,479
- Number of buys
- 8
- Number of sells
- 11
Report period
Q3 2023
Institutions
27
Top holders
10
SERA full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
SERA PROGNOSTICS, INC. SEC filings
SERA PROGNOSTICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 81749D107
Recent filing periods:
Top shareholders of SERA - SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| INTERWEST VENTURE MANAGEMENT CO |
13F
|
Company |
6.3%
|
2,416,241
|
$7,961,514 | — | 30 Jun 2023 | |
| Vivo Capital, LLC |
13F
|
Company |
4.8%
|
1,856,011
|
$6,115,556 | — | 30 Jun 2023 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
4.6%
|
1,777,435
|
$5,856,648 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
2%
|
773,428
|
$2,548,445 | — | 30 Jun 2023 | |
| Fosun International Ltd |
13F
|
Company |
1.4%
|
554,148
|
$1,825,918 | — | 30 Jun 2023 | |
| Informed Momentum Co LLC |
13F
|
Company |
1%
|
387,193
|
$1,275,801 | — | 30 Jun 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.99%
|
381,737
|
$1,257,823 | — | 30 Jun 2023 | |
| SANDERS MORRIS HARRIS LLC |
13F
|
Company |
0.94%
|
363,172
|
$1,196,652 | — | 30 Jun 2023 | |
| Acuitas Investments, LLC |
13F
|
Company |
0.45%
|
173,202
|
$570,701 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.38%
|
145,486
|
$479,376 | — | 30 Jun 2023 | |
| Riverview Capital Advisers, LLC |
13F
|
Company |
0.27%
|
102,731
|
$338,499 | — | 30 Jun 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.19%
|
73,305
|
$241,540 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.18%
|
70,588
|
$233,000 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.16%
|
59,918
|
$197,430 | — | 30 Jun 2023 | |
| Requisite Capital Management, LLC |
13F
|
Company |
0.14%
|
55,648
|
$183,360 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.13%
|
50,192
|
$165,383 | — | 30 Jun 2023 | |
| RESOURCE CONSULTING GROUP INC |
13F
|
Company |
0.12%
|
46,734
|
$153,989 | — | 30 Jun 2023 | |
| Marquette Asset Management, LLC |
13F
|
Company |
0.09%
|
35,687
|
$117,589 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
27,191
|
$89,594 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
23,326
|
$76,859 | — | 30 Jun 2023 | |
| Prime Capital Investment Advisors, LLC |
13F
|
Company |
0.05%
|
21,000
|
$69,195 | — | 30 Jun 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.05%
|
19,921
|
$65,640 | — | 30 Jun 2023 | |
| Ensign Peak Advisors, Inc |
13F
|
Company |
0.05%
|
18,108
|
$59,666 | — | 30 Jun 2023 | |
| MAI Capital Management |
13F
|
Company |
0.04%
|
16,989
|
$55,979 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
15,400
|
$50,743 | — | 30 Jun 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.03%
|
12,997
|
$42,825 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.03%
|
12,087
|
$39,827 | — | 30 Jun 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.03%
|
12,000
|
$39,540 | — | 30 Jun 2023 | |
| SEGALL BRYANT & HAMILL, LLC |
13F
|
Company |
0.03%
|
10,000
|
$32,950 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
3,769
|
$12,419 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
959
|
$3,160 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
168
|
$1,000 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
98
|
$323 | — | 30 Jun 2023 | |
| Blue Ox Healthcare Partners, LLC |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
256,665
|
$1,339,791 | — | 18 Jul 2022 | |
| Douglas Carl Fisher |
3/4/5
|
Chief Business Officer |
—
class O/S missing
|
220,562
|
$1,151,334 | — | 10 Jan 2022 | |
| Jay M. Moyes |
3/4/5
|
Chief Financial Officer |
—
mixed-class rows
|
87,430
mixed-class rows
|
$185,989 | — | 07 Jun 2023 | |
| Michael R. Foley |
3/4/5
|
Chief Medical Officer |
—
mixed-class rows
|
69,700
mixed-class rows
|
$140,940 | — | 12 Jul 2023 | |
| Nadia Altomare |
3/4/5
|
Chief Commercial Officer |
—
mixed-class rows
|
47,200
mixed-class rows
|
$95,526 | — | 09 Jun 2023 | |
| Thomas Garite |
3/4/5
|
VP, Clinical Sciences |
—
class O/S missing
|
10,000
|
— | — | 26 Aug 2021 |
Institutional Holders of SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA) as of Q3 2023
As of 30 Sep 2023,
SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,863,155 shares.
The largest 10 holders included
INTERWEST VENTURE MANAGEMENT CO, Vivo Capital, LLC, BAKER BROS. ADVISORS LP, VANGUARD GROUP INC, Fosun International Ltd, SANDERS MORRIS HARRIS LLC, CAPTRUST FINANCIAL ADVISORS, GEODE CAPITAL MANAGEMENT, LLC, Acuitas Investments, LLC, and BRIDGEWAY CAPITAL MANAGEMENT, LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
32
Q3 2023 holders
27
Holder diff
-5
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.