Security key
81749D107
SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA)
CUSIP: 81749D107
Q2 2023 13F Holders as of 30 Jun 2023
- Type / Class
- Equity / Class A Common Stock, par value $0.0001 per share
- Shares outstanding
- 38,452,198
- Total 13F shares
- 9,516,701
- Share change
- -12,517
- Total reported value
- $31,357,944
- Price per share
- $3.30
- Number of holders
- 32
- Value change
- -$107,402
- Number of buys
- 6
- Number of sells
- 12
Report period
Q2 2023
Institutions
32
Top holders
10
SERA full security history
Newer quarter: Q3 2023
Previous quarter: Q1 2023
SERA PROGNOSTICS, INC. SEC filings
SERA PROGNOSTICS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 81749D107
Recent filing periods:
Top shareholders of SERA - SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| INTERWEST VENTURE MANAGEMENT CO |
13F
|
Company |
6.3%
|
2,416,241
|
$9,254,203 | — | 31 Mar 2023 | |
| Vivo Capital, LLC |
13F
|
Company |
4.8%
|
1,856,011
|
$7,108,522 | — | 31 Mar 2023 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
4.7%
|
1,789,000
|
$6,851,870 | — | 31 Mar 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
2%
|
759,600
|
$2,909,268 | — | 31 Mar 2023 | |
| Fosun International Ltd |
13F
|
Company |
1.4%
|
554,148
|
$2,122,387 | — | 31 Mar 2023 | |
| SANDERS MORRIS HARRIS LLC |
13F
|
Company |
1.1%
|
436,442
|
$1,671,573 | — | 31 Mar 2023 | |
| Informed Momentum Co LLC |
13F
|
Company |
1%
|
387,193
|
$1,482,949 | — | 31 Mar 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.99%
|
381,737
|
$1,462,053 | — | 31 Mar 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.38%
|
145,486
|
$557,211 | — | 31 Mar 2023 | |
| Riverview Capital Advisers, LLC |
13F
|
Company |
0.27%
|
102,731
|
$393,460 | — | 31 Mar 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.19%
|
73,305
|
$280,758 | — | 31 Mar 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.18%
|
70,588
|
$270,000 | — | 31 Mar 2023 | |
| Requisite Capital Management, LLC |
13F
|
Company |
0.14%
|
55,648
|
$213,132 | — | 31 Mar 2023 | |
| Marquette Asset Management, LLC |
13F
|
Company |
0.13%
|
50,532
|
$193,538 | — | 31 Mar 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.13%
|
50,192
|
$192,235 | — | 31 Mar 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.12%
|
47,870
|
$183,342 | — | 31 Mar 2023 | |
| HB Wealth Management, LLC |
13F
|
Company |
0.12%
|
47,792
|
$183,043 | — | 31 Mar 2023 | |
| RESOURCE CONSULTING GROUP INC |
13F
|
Company |
0.12%
|
46,734
|
$178,991 | — | 31 Mar 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.08%
|
30,507
|
$116,842 | — | 31 Mar 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
27,191
|
$104,142 | — | 31 Mar 2023 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
24,512
|
$93,881 | — | 31 Mar 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.05%
|
20,603
|
$78,909 | — | 31 Mar 2023 | |
| MAI Capital Management |
13F
|
Company |
0.05%
|
20,000
|
$76,600 | — | 31 Mar 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.05%
|
19,921
|
$76,298 | — | 31 Mar 2023 | |
| Ensign Peak Advisors, Inc |
13F
|
Company |
0.05%
|
18,108
|
$69,354 | — | 31 Mar 2023 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.04%
|
17,064
|
$65,355 | — | 31 Mar 2023 | |
| ASPIRIANT, LLC |
13F
|
Company |
0.04%
|
16,472
|
$63,088 | — | 31 Mar 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.03%
|
12,997
|
$49,779 | — | 31 Mar 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.03%
|
12,000
|
$45,960 | — | 31 Mar 2023 | |
| TUCKER ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
11,827
|
$45,297 | — | 31 Mar 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.03%
|
10,136
|
$38,821 | — | 31 Mar 2023 | |
| SEGALL BRYANT & HAMILL, LLC |
13F
|
Company |
0.03%
|
10,000
|
$38,000 | — | 31 Mar 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
5,577
|
$21,360 | — | 31 Mar 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
959
|
$4,000 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
94
|
$360 | — | 31 Mar 2023 | |
| Blue Ox Healthcare Partners, LLC |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
256,665
|
$1,339,791 | — | 18 Jul 2022 | |
| Douglas Carl Fisher |
3/4/5
|
Chief Business Officer |
—
class O/S missing
|
220,562
|
$1,151,334 | — | 10 Jan 2022 | |
| Jay M. Moyes |
3/4/5
|
Chief Financial Officer |
—
mixed-class rows
|
87,430
mixed-class rows
|
$185,989 | — | 07 Jun 2023 | |
| Nadia Altomare |
3/4/5
|
Chief Commercial Officer |
—
mixed-class rows
|
47,200
mixed-class rows
|
$95,526 | — | 09 Jun 2023 | |
| Thomas Garite |
3/4/5
|
VP, Clinical Sciences |
—
class O/S missing
|
10,000
|
— | — | 26 Aug 2021 |
Institutional Holders of SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA) as of Q2 2023
As of 30 Jun 2023,
SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,516,701 shares.
The largest 10 holders included
INTERWEST VENTURE MANAGEMENT CO, Vivo Capital, LLC, BAKER BROS. ADVISORS LP, VANGUARD GROUP INC, Fosun International Ltd, EAM Investors, LLC, CAPTRUST FINANCIAL ADVISORS, SANDERS MORRIS HARRIS LLC, Acuitas Investments, LLC, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
35
Q2 2023 holders
32
Holder diff
-3
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.