SEC ownership of SERA PROGNOSTICS, INC.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001534969.

Comparable stake leader

BAKER BROS. ADVISORS LP

Disclosed value leader

BAKER BROS. ADVISORS LP

Comparable rows

50/50

Latest evidence

30 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
BAKER BROS. ADVISORS LP
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
30 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001534969
Issuer location
Salt Lake City, UT

Ownership snapshot

Top shareholders of SERA PROGNOSTICS, INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BAKER BROS. ADVISORS LP
Disclosed value leader
BAKER BROS. ADVISORS LP
Comparable rows
50/50
Latest evidence
30 Jun 2026
13D/G 3/4/5 13F Lead comparable stake: 16% 13D/G row: BAKER BROS. ADVISORS LP Showing 1-8 of 50 holder rows.

Quick read

BAKER BROS. ADVISORS LP leads the comparable SEC ownership view at 16%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BAKER BROS. ADVISORS LP's linked filing trail.
Comparable ownership Top 5
BAKER BROS. ADVISORS LP 16%
Whetstone Capital Advisors, LLC 8.6%
Chione Ltd 7.6%
Aberdeen Group plc 7.2%
Vivo Capital IX, LLC 4.5%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BAKER BROS. ADVISORS LP
13D/G 3/4/5 13F
10%+ Owner · Company
16%
$18,418,870
5,498,170 shares
$0 12 Feb 2025
Whetstone Capital Advisors, LLC
13D/G 13F
Company
8.6%
$7,341,294
3,306,889 shares
-$339,269 31 Mar 2026
Chione Ltd
13D/G
7.6%
$8,727,926
2,605,351 shares
$0 11 Feb 2025
Aberdeen Group plc
13D/G 13F
Company
7.2%
$5,507,050
2,753,525 shares
+$1,052,316 30 Jun 2026
Vivo Capital IX, LLC
13D/G
4.5%
$5,528,974
1,650,440 shares
$0 31 Mar 2025
Paul Kearney
3/4/5
Chief Data Officer
0.43%
$334,480
163,961 shares
-$176,871 12 Mar 2026
John J. Boniface
3/4/5
Chief Scientific Officer
0.38%
$297,517
145,842 shares
-$38,174 12 Mar 2026
Robert Gardner Harrison
3/4/5
Chief Information Officer
0.2%
$156,492
76,712 shares
-$70,287 12 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$749,707.

Buys
$0
Insiders: 0
Sells
$749,707
Insiders: 10
Net
-$749,707
Shares: -283,193
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 283,193
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 44,062 $0 $90,617 -$90,617
3-6 0 53,133 $0 $103,854 -$103,854
6-9 0 84,569 $0 $256,833 -$256,833
9-12 0 101,429 $0 $298,402 -$298,402

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 27 reporting-owner rows connected to SERA PROGNOSTICS, INC.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
27
Largest Forms 3/4/5 holder
Gregory C. Critchfield
Net 12M change
-$749,706
Latest report
10 Jul 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Gregory C. Critchfield Director $1,826,762 Mixed 10 Jul 2026
Zhenya Lindgardt Chief Executive Officer, Director $1,738,668 -$313,010 -15% Filing P/S 11 Jun 2026
Blue Ox Healthcare Partners, LLC 10%+ Owner $1,339,791 Mixed 18 Jul 2022
Douglas Carl Fisher Chief Business Officer $1,151,334 Mixed 10 Jan 2022
Austin Aerts Chief Financial Officer $605,391 -$85,217 -12% Filing P/S 11 Jun 2026
Paul Kearney Chief Data Officer $334,480 -$176,871 -35% Filing P/S 12 Mar 2026
Benjamin G. Jackson General Counsel $325,129 -$36,959 -10% Filing P/S 11 Jun 2026
John J. Boniface Chief Scientific Officer $297,517 -$38,174 -11% Filing P/S 12 Mar 2026
Jay M. Moyes Chief Financial Officer $185,989 Mixed 07 Jun 2023
Tiffany Eul Davis Inglis Chief Medical Officer $185,070 -$728 -0.39% Filing P/S 11 Jun 2026
Mansoor Raza Mirza Director $176,107 -$3,023 -1.7% Mixed 10 Jul 2026
Dyaarl Lee Anderson Jr. Chief Commercial Officer $156,775 -$9,525 -5.7% Filing P/S 11 Jun 2026
Robert Gardner Harrison Chief Information Officer $156,492 -$70,287 -31% Filing P/S 12 Mar 2026
Michael R. Foley Chief Medical Officer $140,940 Mixed 12 Jul 2023
Jeffrey Thomas Elliott Director $127,021 Mixed 04 Jun 2026
Joshua Phillips Director $126,551 Mixed 10 Jul 2026
Mark Christopher Capone Director $103,847 Mixed 10 Jul 2026
Kim P. Kamdar Director $96,096 Mixed 10 Jul 2026
Nadia Altomare Chief Commercial Officer $95,526 Mixed 09 Jun 2023
Marcus Dean Wilson Director $57,719 Mixed 05 Jun 2025

Recent insider transactions for SERA PROGNOSTICS, INC.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Joshua Phillips SERA Class A Common Stock Award 43.3% 24,686 81,691 10 Jul 2026 Direct
Joshua Phillips SERA Stock Option (right to buy) Award 37,971 34,494 10 Jul 2026 Direct
Mansoor Raza Mirza SERA Class A Common Stock Award 41.9% 24,197 81,937 10 Jul 2026 Direct
Mansoor Raza Mirza SERA Stock Option (right to buy) Award 37,219 34,494 10 Jul 2026 Direct
Sandra Aj Lawrence SERA Class A Common Stock Award 150% 24,702 41,175 10 Jul 2026 Direct
Sandra Aj Lawrence SERA Stock Option (right to buy) Award 37,995 34,494 10 Jul 2026 Direct
Kim P. Kamdar SERA Class A Common Stock Award 79.4% 25,847 58,420 10 Jul 2026 Direct
Kim P. Kamdar SERA Stock Option (right to buy) Award 39,757 34,494 10 Jul 2026 Direct
Gregory C. Critchfield SERA Class A Common Stock Award 2.92% 24,020 846,886 10 Jul 2026 Direct
Gregory C. Critchfield SERA Stock Option (right to buy) Award 36,946 34,494 10 Jul 2026 Direct
Mark Christopher Capone SERA Class A Common Stock Award 44,379 44,379 10 Jul 2026 Direct
Mark Christopher Capone SERA Stock Option (right to buy) Award 65,803 62,766 10 Jul 2026 Direct
Jane F. Barlow SERA Class A Common Stock Award 107.3% 24,375 47,088 10 Jul 2026 Direct
Jane F. Barlow SERA Stock Option (right to buy) Award 37,492 34,494 10 Jul 2026 Direct
Dyaarl Lee Anderson Jr. SERA Class A Common Stock Sale -5.73% $9,525 $2.01 -4,739 77,998 11 Jun 2026 Direct
Austin Aerts SERA Class A Common Stock Sale -0.67% $4,094 $2.01 -2,037 301,190 11 Jun 2026 Direct
Zhenya Lindgardt SERA Class A Common Stock Sale -0.8% $14,050 $2.01 -6,990 865,009 11 Jun 2026 Direct
Tiffany Eul Davis Inglis SERA Class A Common Stock Sale -0.39% $728 $2.01 -362 92,075 11 Jun 2026 Direct
Benjamin G. Jackson SERA Class A Common Stock Sale -1.33% $4,380 $2.01 -2,179 161,756 11 Jun 2026 Direct
Zhenya Lindgardt SERA Class A Common Stock Sale -2.32% $43,170 $2.08 -20,755 871,999 09 Jun 2026 Direct
Austin Aerts SERA Class A Common Stock Sale -1.76% $11,315 $2.08 -5,440 303,227 09 Jun 2026 Direct
Sandra Aj Lawrence SERA Class A Common Stock Sale -8.65% $3,354 $2.15 -1,560 16,473 08 Jun 2026 Direct
Benjamin G. Jackson SERA Class A Common Stock Award 3.15% 5,000 163,935 29 May 2026 Direct
Dyaarl Lee Anderson Jr. SERA Class A Common Stock Award 3.98% 3,168 82,737 29 May 2026 Direct
Zhenya Lindgardt SERA Class A Common Stock Award 20.9% 154,440 892,754 12 Mar 2026 Direct
Zhenya Lindgardt SERA Stock Option (right to buy) Award 239,442 239,442 12 Mar 2026 Direct
Benjamin G. Jackson SERA Class A Common Stock Award 38.5% 44,215 158,935 12 Mar 2026 Direct
Benjamin G. Jackson SERA Stock Option (right to buy) Award 68,550 68,550 12 Mar 2026 Direct
Tiffany Eul Davis Inglis SERA Class A Common Stock Award 23.2% 17,437 92,437 12 Mar 2026 Direct
Tiffany Eul Davis Inglis SERA Stock Option (right to buy) Award 27,034 27,034 12 Mar 2026 Direct
Dyaarl Lee Anderson Jr. SERA Class A Common Stock Award 18.6% 12,455 79,569 12 Mar 2026 Direct
Dyaarl Lee Anderson Jr. SERA Stock Option (right to buy) Award 19,310 19,310 12 Mar 2026 Direct
Austin Aerts SERA Class A Common Stock Award 16.7% 44,215 308,667 12 Mar 2026 Direct
Austin Aerts SERA Stock Option (right to buy) Award 68,550 68,550 12 Mar 2026 Direct
Zhenya Lindgardt SERA Class A Common Stock Sale -0.4% $6,065 $2.04 -2,973 738,314 11 Mar 2026 Direct
Paul Kearney SERA Class A Common Stock Sale -0.84% $2,848 $2.04 -1,396 163,961 11 Mar 2026 Direct
Benjamin G. Jackson SERA Class A Common Stock Sale -0.89% $2,095 $2.04 -1,027 114,720 11 Mar 2026 Direct
Robert Gardner Harrison SERA Class A Common Stock Sale -0.92% $1,461 $2.04 -716 76,712 11 Mar 2026 Direct
John J. Boniface SERA Class A Common Stock Sale -1.03% $3,095 $2.04 -1,517 145,842 11 Mar 2026 Direct
Austin Aerts SERA Class A Common Stock Sale -0.38% $2,079 $2.04 -1,019 264,452 11 Mar 2026 Direct
Zhenya Lindgardt SERA Class A Common Stock Sale -2.96% $43,014 $1.90 -22,639 741,287 10 Mar 2026 Direct
Austin Aerts SERA Class A Common Stock Sale -2.24% $11,531 $1.90 -6,069 265,471 10 Mar 2026 Direct
Paul Kearney SERA Class A Common Stock Sale -1.21% $3,971 $1.96 -2,026 165,357 09 Mar 2026 Direct
Benjamin G. Jackson SERA Class A Common Stock Sale -2.62% $6,113 $1.96 -3,119 115,747 09 Mar 2026 Direct
Robert Gardner Harrison SERA Class A Common Stock Sale -4.16% $6,586 $1.96 -3,360 77,428 09 Mar 2026 Direct
John J. Boniface SERA Class A Common Stock Sale -2.02% $5,954 $1.96 -3,038 147,359 09 Mar 2026 Direct
Austin Aerts SERA Class A Common Stock Sale -0.25% $1,321 $1.96 -674 271,540 09 Mar 2026 Direct
Sandra Aj Lawrence SERA Class A Common Stock Sale -7.96% $3,042 $1.95 -1,560 18,033 06 Mar 2026 Direct
Robert Gardner Harrison SERA Class A Common Stock Sale -2.42% $4,680 $2.34 -2,000 80,788 24 Feb 2026 Direct
Kim P. Kamdar SERA Class A Common Stock Other 11% 3,231 32,573 04 Feb 2026 Direct
* marks a reported price that did not pass the local price check.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .