SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA)

CUSIP: 81749D107

Q3 2021 13F Holders as of 30 Sep 2021

Holder snapshot 5 signals
Share change
+8,651,053
SEC-reported price per share
$11.11
Number of holders
35
Value change
+$96,147,999
Number of buys
35
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
38,452,198

Security key

81749D107

Report period

Q3 2021

Institutions

35

Top holders

10

Ownership snapshot

Top reported holders of SERA - SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Thomas Garite
Disclosed value leader
Comparable rows
0/1
Latest evidence
26 Aug 2021
3/4/5 Some rows are evidence-backed but not safely comparable across classes. 1 rows are not safely comparable across share classes.

Quick read

SEC ownership evidence is available, but the rows are not safely comparable across share classes.

0 of 1 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Thomas Garite's linked filing trail.
Detailed SEC evidence table Showing 1-1 of 1 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Thomas Garite
3/4/5
VP, Clinical Sciences
class O/S missing
10,000 shares
26 Aug 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
35
Shares
8,651,053
Rows available
35
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q4 2025 Across Filers

Q4 2025 holders
56
Q3 2021 holders
35
Holder diff
-21
Investor Q4 2025 Shares Q3 2021 Shares Share Diff Share Chg % Q4 2025 value Q3 2021 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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