SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA)
CUSIP: 81749D107
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Class A Common Stock, par value $0.0001 per share
- Shares outstanding
- 37,605,576
- Total 13F shares
- 9,279,441
- Share change
- -12,973
- Total reported value
- $63,795,000
- Price per share
- $6.87
- Number of holders
- 36
- Value change
- -$353,446
- Number of buys
- 17
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 81749D107?
CUSIP 81749D107 identifies SERA - SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 81749D107:
Top shareholders of SERA - SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| INTERWEST VENTURE MANAGEMENT CO |
13F
|
Company |
6.4%
|
2,416,241
|
$26,844,000 | — | 30 Sep 2021 | |
| Vivo Capital, LLC |
13F
|
Company |
4.9%
|
1,856,011
|
$20,620,000 | — | 30 Sep 2021 | |
| Parian Global Management LP |
13F
|
Company |
2.9%
|
1,073,898
|
$11,931,000 | — | 30 Sep 2021 | |
| Gates Foundation |
13F
|
Company |
2.1%
|
779,814
|
$8,700,000 | — | 30 Sep 2021 | |
| SANDERS MORRIS HARRIS LLC |
13F
|
Company |
1.5%
|
572,234
|
$6,358,000 | — | 30 Sep 2021 | |
| Skye Global Management LP |
13F
|
Company |
0.95%
|
356,000
|
$3,955,000 | — | 30 Sep 2021 | |
| AWM Investment Company, Inc. |
13F
|
Company |
0.69%
|
259,737
|
$2,886,000 | — | 30 Sep 2021 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
0.54%
|
201,562
|
$2,239,000 | — | 30 Sep 2021 | |
| Woodline Partners LP |
13F
|
Company |
0.5%
|
189,312
|
$2,103,000 | — | 30 Sep 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.43%
|
162,245
|
$1,803,000 | — | 30 Sep 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.4%
|
149,986
|
$1,667,000 | — | 30 Sep 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.38%
|
143,508
|
$1,595,000 | — | 30 Sep 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.3%
|
113,056
|
$1,255,000 | — | 30 Sep 2021 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
0.17%
|
65,335
|
$726,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.15%
|
56,963
|
$633,000 | — | 30 Sep 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.14%
|
51,969
|
$577,000 | — | 30 Sep 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.11%
|
40,646
|
$452,000 | — | 30 Sep 2021 | |
| NORGES BANK |
13F
|
Company |
0.1%
|
37,098
|
$412,000 | — | 30 Sep 2021 | |
| STATE STREET CORP |
13F
|
Company |
0.08%
|
30,600
|
$340,000 | — | 30 Sep 2021 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.07%
|
26,000
|
$289,000 | — | 30 Sep 2021 | |
| Lesa Sroufe & Co |
13F
|
Company |
0.04%
|
16,506
|
$183,000 | — | 30 Sep 2021 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.04%
|
15,800
|
$176,000 | — | 30 Sep 2021 | |
| CAAS CAPITAL MANAGEMENT LP |
13F
|
Company |
0.03%
|
10,000
|
$111,000 | — | 30 Sep 2021 | |
| Ghisallo Capital Management LLC |
13F
|
Company |
0.03%
|
10,000
|
$111,000 | — | 30 Sep 2021 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.02%
|
7,140
|
$79,000 | — | 30 Sep 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,720
|
$30,000 | — | 30 Sep 2021 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
2,589
|
$29,000 | — | 30 Sep 2021 | |
| STRS OHIO |
13F
|
Company |
0%
|
1,100
|
$12,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
601
|
$6,000 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
543
|
$6,000 | — | 30 Sep 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
438
|
$5,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
414
|
$4,000 | — | 30 Sep 2021 | |
| Legal & General Group Plc |
13F
|
Company |
0%
|
370
|
$4,000 | — | 30 Sep 2021 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0%
|
365
|
$4,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
252
|
$3,000 | — | 30 Sep 2021 | |
| Thomas Garite |
3/4/5
|
VP, Clinical Sciences |
—
class O/S missing
|
10,000
|
— | — | 26 Aug 2021 |
Institutional Holders of SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA) as of Q4 2021
As of 31 Dec 2021,
SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,279,441 shares.
The largest 10 holders included
INTERWEST VENTURE MANAGEMENT CO, Vivo Capital, LLC, Bill & Melinda Gates Foundation, OUP Management Co., LLC, SANDERS MORRIS HARRIS LLC, Fosun International Ltd, JPMORGAN CHASE & CO, Skye Global Management LP, Parian Global Management LP, and AWM Investment Company, Inc..
This page lists
36
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
35
Q4 2021 holders
36
Holder diff
1
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.