S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 27,811,194
- Share change
- +1,565,742
- Total reported value
- $75,924,850
- Price per share
- $2.73
- Number of holders
- 35
- Value change
- +$4,283,074
- Number of buys
- 13
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 785135104?
CUSIP 785135104 identifies SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in SEC institutional holdings data.
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Recent filing periods for CUSIP 785135104:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
680%
|
16,050,785
|
$41,572,000 | — | 30 Sep 2021 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
190%
|
4,492,950
|
$11,637,000 | — | 30 Sep 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
47%
|
1,097,396
|
$2,843,000 | — | 30 Sep 2021 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
46%
|
1,084,811
|
$2,810,000 | — | 30 Sep 2021 | |
| Allianz Asset Management GmbH |
13F
|
Company |
40%
|
946,868
|
$2,453,000 | — | 30 Sep 2021 | |
| Teton Advisors, Inc. |
13F
|
Company |
20%
|
470,000
|
$1,217,000 | — | 30 Sep 2021 | |
| Old West Investment Management, LLC |
13F
|
Company |
14%
|
337,800
|
$874,000 | — | 30 Sep 2021 | |
| OAK FAMILY ADVISORS, LLC |
13F
|
Company |
13%
|
296,098
|
$767,000 | — | 30 Sep 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
8.4%
|
197,105
|
$511,000 | — | 30 Sep 2021 | |
| S. MUOIO & CO. LLC |
13F
|
Company |
7.9%
|
185,685
|
$481,000 | — | 30 Sep 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
7.2%
|
170,447
|
$441,000 | — | 30 Sep 2021 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
7%
|
165,428
|
$428,459 | — | 30 Sep 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
5.4%
|
127,511
|
$330,000 | — | 30 Sep 2021 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
4.5%
|
105,500
|
$273,000 | — | 30 Sep 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
2.8%
|
66,184
|
$171,000 | — | 30 Sep 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.7%
|
64,174
|
$166,000 | — | 30 Sep 2021 | |
| STATE STREET CORP |
13F
|
Company |
2.3%
|
55,309
|
$143,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.9%
|
44,450
|
$115,000 | — | 30 Sep 2021 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
1.7%
|
39,200
|
$101,000 | — | 30 Sep 2021 | |
| Charles B. Seidler |
3/4/5
|
Director |
—
class O/S missing
|
187,646
|
$99,265 | — | 15 Dec 2021 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
1.3%
|
31,130
|
$81,000 | — | 30 Sep 2021 | |
| Matthew K. Szot |
3/4/5
|
EVP Finance & Admin and CFO |
—
mixed-class rows
|
218,140
mixed-class rows
|
$73,076 | — | 05 Oct 2021 | |
| Robert D. Straus |
3/4/5
|
Director |
—
class O/S missing
|
132,657
|
$70,176 | — | 15 Dec 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
1.1%
|
25,300
|
$66,000 | — | 30 Sep 2021 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.1%
|
25,000
|
$65,000 | — | 30 Sep 2021 | |
| David A. Fischhoff |
3/4/5
|
Director |
—
class O/S missing
|
101,957
|
$53,935 | — | 15 Dec 2021 | |
| Consuelo E. Madere |
3/4/5
|
Director |
—
class O/S missing
|
92,471
|
$48,917 | — | 15 Dec 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.7%
|
16,570
|
$43,000 | — | 30 Sep 2021 | |
| Ergoteles LLC |
13F
|
Company |
0.68%
|
15,968
|
$41,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.47%
|
11,001
|
$29,000 | — | 30 Sep 2021 | |
| Greenhaven Road Investment Management, L.P. |
13F
|
Company |
0.46%
|
10,820
|
$28,000 | — | 30 Sep 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.44%
|
10,446
|
$27,000 | — | 30 Sep 2021 | |
| David Thomas Callachor |
3/4/5
|
Executive VP, International |
—
mixed-class rows
|
99,957
mixed-class rows
|
$21,137 | — | 05 Oct 2021 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.34%
|
8,000
|
$21,000 | — | 30 Sep 2021 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.23%
|
5,352
|
$19,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
4,384
|
$11,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.13%
|
3,080
|
$8,000 | — | 30 Sep 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
800
|
$2,072 | — | 30 Sep 2021 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q4 2021
As of 31 Dec 2021,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
27,811,194 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, Cutter & CO Brokerage, Inc., VANGUARD GROUP INC, Allianz Asset Management GmbH, Teton Advisors, Inc., PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., Old West Investment Management, LLC, OAK FAMILY ADVISORS, LLC, and S. MUOIO & CO. LLC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
32
Q4 2021 holders
35
Holder diff
3
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.