Security key
785135104
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)
CUSIP: 785135104
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock, Par Value $0.001
- Shares outstanding
- 2,359,114
- Total 13F shares
- 26,165,552
- Share change
- +186,463
- Total reported value
- $67,774,531
- Price per share
- $2.59
- Number of holders
- 32
- Value change
- +$421,262
- Number of buys
- 15
- Number of sells
- 16
Report period
Q3 2021
Institutions
32
Top holders
10
SANW full security history
Newer quarter: Q4 2021
Previous quarter: Q2 2021
S&W Seed Co SEC filings
S&W Seed Co company facts
Broader feeds
Reporting periods
Holder history for CUSIP 785135104
Recent filing periods:
Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Michael F. Price |
13F
|
Individual |
680%
|
16,050,785
|
$58,425,000 | — | 30 Jun 2021 | |
| WYNNEFIELD CAPITAL INC |
13F
|
Company |
190%
|
4,492,950
|
$16,354,000 | — | 30 Jun 2021 | |
| Allianz Asset Management GmbH |
13F
|
Company |
46%
|
1,092,982
|
$3,979,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
44%
|
1,042,022
|
$3,792,000 | — | 30 Jun 2021 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
44%
|
1,028,167
|
$3,743,000 | — | 30 Jun 2021 | |
| Teton Advisors, Inc. |
13F
|
Company |
20%
|
474,000
|
$1,725,000 | — | 30 Jun 2021 | |
| Old West Investment Management, LLC |
13F
|
Company |
18%
|
431,167
|
$1,569,000 | — | 30 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
9.3%
|
219,006
|
$797,000 | — | 30 Jun 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
8.8%
|
206,625
|
$752,000 | — | 30 Jun 2021 | |
| S. MUOIO & CO. LLC |
13F
|
Company |
7.9%
|
185,685
|
$676,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
7.3%
|
172,979
|
$629,000 | — | 30 Jun 2021 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
4.2%
|
98,968
|
$360,000 | — | 30 Jun 2021 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
3.2%
|
76,000
|
$277,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
3%
|
69,737
|
$254,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
2.9%
|
69,400
|
$253,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
1.9%
|
45,326
|
$165,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.8%
|
43,450
|
$158,000 | — | 30 Jun 2021 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
1.7%
|
39,200
|
$142,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.3%
|
31,231
|
$114,000 | — | 30 Jun 2021 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.97%
|
23,000
|
$84,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.97%
|
22,875
|
$83,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.68%
|
15,994
|
$59,000 | — | 30 Jun 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.53%
|
12,500
|
$46,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.44%
|
10,446
|
$38,000 | — | 30 Jun 2021 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.34%
|
8,000
|
$29,000 | — | 30 Jun 2021 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.23%
|
5,352
|
$19,000 | — | 30 Jun 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.15%
|
3,497
|
$13,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.14%
|
3,405
|
$12,000 | — | 30 Jun 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0.08%
|
1,800
|
$6,552 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
1,534
|
$6,000 | — | 30 Jun 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
770
|
$3,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
236
|
$1,000 | — | 30 Jun 2021 |
Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q3 2021
As of 30 Sep 2021,
S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by
32 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,165,552 shares.
The largest 10 holders included
PRICE MICHAEL F, WYNNEFIELD CAPITAL INC, VANGUARD GROUP INC, Cutter & CO Brokerage, Inc., Allianz Asset Management GmbH, Teton Advisors, Inc., Old West Investment Management, LLC, OAK FAMILY ADVISORS, LLC, DIMENSIONAL FUND ADVISORS LP, and S. MUOIO & CO. LLC.
This page lists
32
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
32
Q3 2021 holders
32
Holder diff
0
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.