ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 12,819,711
- Share change
- -1,107,611
- Total reported value
- $111,280,305
- Price per share
- $8.68
- Number of holders
- 86
- Value change
- -$9,310,968
- Number of buys
- 44
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.1%
|
2,697,253
|
$21,388,000 | — | 30 Sep 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.9%
|
995,859
|
$7,897,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
1.8%
|
949,732
|
$7,531,000 | — | 30 Sep 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.8%
|
941,975
|
$7,470,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.6%
|
867,334
|
$6,878,000 | — | 30 Sep 2022 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
1.5%
|
780,015
|
$6,185,000 | — | 30 Sep 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.2%
|
654,579
|
$5,191,000 | — | 30 Sep 2022 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.99%
|
520,388
|
$4,127,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.72%
|
377,376
|
$2,993,000 | — | 30 Sep 2022 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.69%
|
361,963
|
$2,870,000 | — | 30 Sep 2022 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.66%
|
348,429
|
$2,763,000 | — | 30 Sep 2022 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.58%
|
302,492
|
$2,399,000 | — | 30 Sep 2022 | |
| FCA CORP /TX |
13F
|
Company |
0.54%
|
281,379
|
$2,231,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.5%
|
263,278
|
$2,088,000 | — | 30 Sep 2022 | |
| Family Firm, Inc. |
13F
|
Company |
0.47%
|
245,454
|
$1,946,000 | — | 30 Sep 2022 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.47%
|
245,001
|
$1,943,000 | — | 30 Sep 2022 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.43%
|
223,655
|
$1,774,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
181,186
|
$1,437,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.32%
|
168,625
|
$1,337,000 | — | 30 Sep 2022 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.27%
|
144,150
|
$1,143,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.26%
|
138,443
|
$1,098,000 | — | 30 Sep 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.22%
|
117,212
|
$929,000 | — | 30 Sep 2022 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.2%
|
103,048
|
$818,000 | — | 30 Sep 2022 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.19%
|
100,322
|
$796,000 | — | 30 Sep 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.18%
|
94,204
|
$747,000 | — | 30 Sep 2022 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.17%
|
91,157
|
$723,000 | — | 30 Sep 2022 | |
| Cetera Investment Advisers |
13F
|
Company |
0.16%
|
84,197
|
$668,000 | — | 30 Sep 2022 | |
| Karpus Management, Inc. |
13F
|
Company |
0.15%
|
80,325
|
$637,000 | — | 30 Sep 2022 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.15%
|
77,639
|
$616,000 | — | 30 Sep 2022 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.13%
|
70,884
|
$562,000 | — | 30 Sep 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.12%
|
63,049
|
$500,000 | — | 30 Sep 2022 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.12%
|
62,161
|
$493,000 | — | 30 Sep 2022 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.11%
|
56,489
|
$448,000 | — | 30 Sep 2022 | |
| WealthShield Partners, LLC |
13F
|
Company |
0.11%
|
55,355
|
$439,000 | — | 30 Sep 2022 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.1%
|
54,863
|
$435,000 | — | 30 Sep 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.1%
|
52,787
|
$419,000 | — | 30 Sep 2022 | |
| RESOLUTE FINANCIAL, LLC |
13F
|
Company |
0.1%
|
51,933
|
$412,000 | — | 30 Sep 2022 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.09%
|
49,530
|
$393,000 | — | 30 Sep 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
49,482
|
$392,000 | — | 30 Sep 2022 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.09%
|
47,255
|
$375,000 | — | 30 Sep 2022 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.09%
|
46,530
|
$369,000 | — | 30 Sep 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
42,161
|
$334,000 | — | 30 Sep 2022 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.07%
|
38,020
|
$301,000 | — | 30 Sep 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.07%
|
37,930
|
$301,000 | — | 30 Sep 2022 | |
| Insight Folios Inc |
13F
|
Company |
0.07%
|
34,451
|
$273,000 | — | 30 Sep 2022 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
30,996
|
$246,000 | — | 30 Sep 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.06%
|
30,123
|
$239,000 | — | 30 Sep 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
27,947
|
$222,000 | — | 30 Sep 2022 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.05%
|
27,373
|
$217,000 | — | 30 Sep 2022 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.05%
|
26,267
|
$208,000 | — | 30 Sep 2022 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q4 2022
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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